SourcingSourcing

VANTAGE FINANCIAL GROUP, INC.

C38
CRD 105950·SEC 801-33485·CLEVELAND, OH
AUM
$866.9M
$500M-$1B
Est. Revenue
$8.7M
@ 1% on AUM
Est. EBITDA
$2.6M
@ 30% margin
Est. Deal Value
$20.8M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
VANTAGE FINANCIAL GROUP, INC.
CRD
105950
SEC file #
801-33485
EIN
—
DBA names
—

Economics

AUM
$866.9M
AUM band
$500M-$1B
AUM trajectory
'20'26
$490.8M → $866.9M▲ +77%
Client mix
Individuals Other1,664
Individuals High Net Worth818
Corporations20
Charitable Organizations15
Pension Profit Sharing Plans4

Operations

Employees (total)
60
Advisory staff (per ADV)
22
Advisory staff (5-yr trend)
'20'26
25 advisors → 22 advisors▼ -12%
Primary office
CLEVELAND OH
Branches
—

Custodian & Brokerage

Primary custodian
Pershinglow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMHourly chargesFixed feesCommissions

Filings

Latest ADV filing
03/30/2026
ADV-W filed at
—
Website
vanfin.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
MCCORMICK, WILLIAM, MATTHEW
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
9
Control Persons
MCCORMICK, WILLIAM, MATTHEW
BEARDUCCI, MICHAEL, THOMAS
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
VANFIN.COM
Rdap Domain Creation Date
1998-01-24T05:00:00Z
Rdap Firm Age Years
28
Rdap Firm Age Band
20+y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
8
Form 5500 Total Compensation
349,680
Form 5500 Compensation Trajectory 3y
2025349,680
Form 5500 Plan Count Trajectory 3y
20258
Schedule C Total Compensation
349,680
Schedule C Service Provider Rows
8

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
21
Bc Firm Active IA Count
21
Bc Firm IAR Count
21
Custodian Candidates
Full
Pershing4
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-01-23T05:00:00Z
Rdap Domain Last Changed
2025-11-24T07:20:01Z
Rdap Nameservers
Ns0.dnsmadeeasy.comNs1.dnsmadeeasy.comNs2.dnsmadeeasy.comNs3.dnsmadeeasy.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
2887756
Trust Company Affiliate
No

People (26)

26
MCCORMICK, WILLIAM, MATTHEW
Direct Owner · 62.5%
2887756
SMITH, GEORGE, DANIEL
IAR · Direct Owner · 7.5%
2427767
BEARDUCCI, MICHAEL, THOMAS
IAR · Direct Owner · 7.5%
2445816
CLEARY, MICHAEL, FRANCIS
IAR · Direct Owner · 7.5%
1816212
AERNI, SUZANNE
Direct Owner · 7.5%
5343563
BEARDUCCI, MICHELLE
Direct Owner · 7.5%
2312846
SOLTIS, JENNIFER, LYNN
IAR · Executive Officer · 2.5%
3143883
JOSEPH CHARLES KEAN
Executive Officer · 2.5%
4501282
ROBINSON, GREG
Executive Officer · 2.5%
7536994
SOLOMON MICHAEL CHILDS
IAR
4287660
JUSTIN K PAGNARD
IAR
5252229
COLIN ORMSBY ANDERSON
IAR
4939373
AARON HOWARD STANLEY
IAR
4893390
THERESA ANN SCHMOTZER
IAR
4298928
JAMES ORDELL JUDD
IAR
1058679
KEMPER DAVID ARNOLD
IAR
1322096
JAMES FREDRICK HENYEY
IAR
2009933
KEVIN FREDERICK HANSLEY
IAR
1669209
KURT RYAN CAMDEN
IAR
4546592
WILLIAM CHARLES WITT
IAR
839775
Scott Anthony Zurawski
IAR
6748938
DANIEL NATHAN STEINBERG
IAR
1206090
MARGARET SUZANNE MAXEL
IAR
5142815
STEVEN JOHN SPIELDENNER
IAR
2012087
BRIAN GREGORY PARRIS
IAR
6374541
CHAD W AERNI
IAR
6347040