SourcingSourcing

WILLIAM HOWARD & CO. FINANCIAL ADVISORS, INC.

C33
CRD 105959·SEC 801-31084·MEMPHIS, TN
AUM
$342.1M
$100M-$500M
Est. Revenue
$3.4M
@ 1% on AUM
Est. EBITDA
$1.0M
@ 30% margin
Est. Deal Value
$8.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
WILLIAM HOWARD & CO. FINANCIAL ADVISORS, INC.
CRD
105959
SEC file #
801-31084
EIN
—
DBA names
—

Economics

AUM
$342.1M
AUM band
$100M-$500M
AUM trajectory
'20'26
$198.8M → $342.1M▲ +72%
Client mix
Individuals Other94
Individuals High Net Worth73
Pension Profit Sharing Plans9

Operations

Employees (total)
10
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'20'26
3 advisors → 4 advisors▲ +33%
Primary office
MEMPHIS TN
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesEducational Seminars Workshops
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/10/2026
ADV-W filed at
—
Website
whcfa.com

Compliance

Disclosures (firm)
1
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
HOWARD, WILLIAM, BARKER
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
HOWARD, WILLIAM, BARKER
CULLEN, JAMES, MICHAEL
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
WHCFA.COM
Rdap Domain Creation Date
1997-11-11T05:00:00Z
Rdap Firm Age Years
29
Rdap Firm Age Band
20+y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
4
Bc Firm IAR Count
4
Custodian Candidates
Full
Charles Schwab6
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-11-10T05:00:00Z
Rdap Domain Last Changed
2022-09-11T06:28:20Z
Rdap Nameservers
Ns1.att-websites.comNs2.att-websites.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
1040874
Trust Company Affiliate
No

People (6)

6
HOWARD, WILLIAM, BARKER
IAR · Direct Owner · 87.5%
1040874
JAMES MICHAEL CULLEN
Executive Officer · 2.5%
5111669
ELLZEY, RANDAL, EDMOND
Executive Officer · 2.5%
1706555
BRIAN DAMON BARTHOL
IAR
2900440
HEATHER MARIE COULTER
IAR
4207040
VALERIE JEANNE LASHER-ADELMAN
IAR
1318246