SourcingSourcing

BARINGS LLC

C35
CRD 106006·SEC 801-241·CHARLOTTE, NC
AUM
$392.75B
$1B+
Est. Revenue
$3.93B
@ 1% on AUM
Est. EBITDA
$1.18B
@ 30% margin
Est. Deal Value
$9.43B
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
BARINGS LLC
CRD
106006
SEC file #
801-241
EIN
861275580
DBA names
—

Economics

AUM
$392.75B
AUM band
$1B+
AUM trajectory
'20'26
$246.84B → $392.75B▲ +59%
Client mix
Pooled Investment Vehicles210
Insurance Companies108
Pension Profit Sharing Plans43
Investment Companies36
Corporations9

Operations

Employees (total)
1,101
Advisory staff (per ADV)
465
Advisory staff (5-yr trend)
'20'26
538 advisors → 465 advisors▼ -14%
Primary office
CHARLOTTE NC
Branches
—

Custodian & Brokerage

Primary custodian
State Streetlow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — investment companiesPortfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUMFixed feesPerformance-based fees

Filings

Latest ADV filing
03/30/2026
ADV-W filed at
—
Website
x.com/barings

Compliance

Disclosures (firm)
2
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
MM ASSET MANAGEMENT HOLDING
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
21
Control Persons
MM ASSET MANAGEMENT HOLDING
MSIG MB MANAGEMENT LLC
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:barings.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
11
Form 5500 Total Compensation
3,442,871
Form 5500 Compensation Trajectory 3y
20253,442,871
20240
Form 5500 Plan Count Trajectory 3y
20259
20242
Schedule C Total Compensation
3,442,871
Schedule C Service Provider Rows
11

SEC EDGAR

Edgar Cik
0001900362
Edgar Registered
Yes
Edgar Filing Count
1
Edgar First Filing Date
2021-12-29
Edgar Last Filing Date
2021-12-29
Edgar Form D Count
1
Edgar Form D Offerings
2021-12-292021-12-29 · 0001900362-21-000001

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
State Street65
U.s. Bank58
Bny Mellon21
E*trade4
Wells Fargo3
Edgar Addresses
Mailing
C/O BARINGS LLCONE FINANCIAL PLAZA, SUITE 1700HARTFORD, CT 06103
Business
C/O BARINGS LLCONE FINANCIAL PLAZA, SUITE 1700HARTFORD, CT 06103
Edgar EIN
861275580
Edgar Recent Filings
D2021-12-29 · 0001900362-21-000001
Fee Schedule
Bracket Xii44
Bracket Vi31
Bracket Vii11
Bracket Xi5
Bracket V4
Firm Has Custody
Yes
Mailing Office Differs
No
Trust Company Affiliate
Yes

People (18)

18
CARY, CHRISOFFEL, C.
Executive Officer · 2.5%
6847493
CICCO, SUSAN, MARIE
Executive Officer · 2.5%
7266156
CRADDOCK, GEOFFREY
Executive Officer · 2.5%
1444771
CRANDALL, ROGER, WILLIAM
Executive Officer · 2.5%
4486307
DINERMAN, JILL, ELYSE
Executive Officer · 2.5%
7207184
FORTIN, MARY JANE, BARTOLOTTA
Executive Officer · 2.5%
4648706
FRANCIS, SHELDON, MAURICE
Executive Officer · 2.5%
5870516
FRENO, MICHAEL, DAVID
Executive Officer · 2.5%
6914227
HOEFLING, PATRICK, LOUIS
Executive Officer · 2.5%
5273474
LAGRANT, MELISSA, MARIE
Executive Officer · 2.5%
5106210
LAPIANA, PAUL ANTHONY
Executive Officer · 2.5%
2237245
LLOYD, ERIC, JAMES
Executive Officer · 2.5%
2314965
MERRITT, SEARS, ANDREW
Executive Officer · 2.5%
7263079
O'CONNOR, MICHAEL, JAMES
Executive Officer · 2.5%
7263075
Partlan, Eric, William
Executive Officer · 2.5%
7750641
WILLIAMS, RHIAN, CATRIN
Executive Officer · 2.5%
7715293
HUNTER, MEREDITH, ANNE
Executive Officer · 2.5%
7829526
KIKUKAWA, KAKU, (NMN)
Executive Officer · 2.5%
7514818