SourcingSourcing

MANCHESTER FINANCIAL INC

C42
CRD 106071·SEC 801-37370·WESTLAKE VILLAGE, CA
AUM
$1.05B
$1B+
Est. Revenue
$10.5M
@ 1% on AUM
Est. EBITDA
$3.1M
@ 30% margin
Est. Deal Value
$25.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
MANCHESTER FINANCIAL INC
CRD
106071
SEC file #
801-37370
EIN
954281964
DBA names
—

Economics

AUM
$1.05B
AUM band
$1B+
AUM trajectory
'20'26
$657.2M → $1.05B▲ +59%
Client mix
Individuals Other696
Individuals High Net Worth322
Pension Profit Sharing Plans55
Corporations29

Operations

Employees (total)
19
Advisory staff (per ADV)
14
Advisory staff (5-yr trend)
'20'26
12 advisors → 14 advisors▲ +17%
Primary office
WESTLAKE VILLAGE CA
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesSelection of other advisers
Fee basis
% of AUMHourly chargesCommissionsPerformance-based fees

Filings

Latest ADV filing
03/27/2026
ADV-W filed at
—
Website
facebook.com/manchesterfinancial(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
KATCH, ROBERT, JAMES
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
KATCH, ROBERT, JAMES
HOPKINS, ALAN, SCOTT
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:facebook.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
4
Form 5500 Total Participants
77
Form 5500 Total Compensation
60,843
Form 5500 Compensation Trajectory 3y
202560,843
20240
Form 5500 Plan Count Trajectory 3y
20242
20252
Schedule C Total Compensation
60,843
Schedule C Service Provider Rows
4

SEC EDGAR

Edgar Cik
0000866590
Edgar Registered
Yes
Edgar Filing Count
33
Edgar First Filing Date
2004-04-01
Edgar Last Filing Date
2026-04-23
Edgar 13f Count
30
Edgar 13f Latest AUM Estimate
Filing Date2026-04-23
Accession0001172661-26-001531
Edgar Former Names
MANCHESTER FINANCIAL INC /ADV

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
11
Bc Firm IAR Count
11
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
2815 TOWNSGATE ROAD SUITE 100WESTLAKE VILLAGE, CA 91361
Business
2815 TOWNSGATE ROAD SUITE 100WESTLAKE VILLAGE, CA 91361
Edgar EIN
954281964
Edgar Recent Filings
13F-HR2026-04-23 · 0001172661-26-001531
13F-HR2026-02-12 · 0001172661-26-000649
Firm Has Custody
Yes
Mailing Office Differs
No
Top Owner CRD
2121257
Trust Company Affiliate
No

People (11)

11
KATCH, ROBERT, JAMES
IAR · Direct Owner · 87.5%
2121257
HOPKINS, ALAN, SCOTT
IAR · Executive Officer · 2.5%
2170692
JANIKA DOMINGO
IAR
7344639
LAURA JO Navarro
IAR
4267888
Seth Christian Catanese
IAR
6788769
STEVEN MICHAEL REZZELLE
IAR
5916575
SCOTT VINCENT WHITNEY
IAR
2502977
MARIO VALVERDE
IAR
6552222
MARK WEIDERMAN
IAR
2074035
FRANKLIN SCHENECK WHITEHOUSE
IAR
1585964
STEVEN SCOTT
IAR
5932414