SourcingSourcing

BNY MELLON ADVISORS, INC.

C19
CRD 106108·SEC 801-52378·NEW YORK, NY
AUM
$33.48B
$1B+
Est. Revenue
$334.8M
@ 1% on AUM
Est. EBITDA
$100.4M
@ 30% margin
Est. Deal Value
$803.5M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
BNY MELLON ADVISORS, INC.
CRD
106108
SEC file #
801-52378
EIN
—
DBA names
—

Economics

AUM
$33.48B
AUM band
$1B+
AUM trajectory
'20'26
$7.00B → $33.48B▲ +378%
Client mix
Individuals Other120,219
Individuals High Net Worth4,358
Pension Profit Sharing Plans472
Corporations409
Charitable Organizations243

Operations

Employees (total)
66
Advisory staff (per ADV)
44
Advisory staff (5-yr trend)
'20'26
19 advisors → 44 advisors▲ +132%
Primary office
NEW YORK NY
Branches
—

Custodian & Brokerage

Primary custodian
BNY Mellonmedium confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMFixed feesPerformance-based feesOther Compensation

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
linkedin.com/company/bnyinvestments(social)

Compliance

Disclosures (firm)
7
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
MBC INVESTMENTS CORPORATION
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
10
Control Persons
MBC INVESTMENTS CORPORATION
DIPETRILLO, DAVID, JOHN
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:bnymellon.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (9)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
11
Bc Firm Active IA Count
15
Bc Firm IAR Count
15
Custodian Candidates
Window
Bny Mellon8
Full
Bny Mellon125
Pershing26
E*trade4
Fee Schedule
Bracket Ix59
Bracket I35
Bracket Xi3
Bracket Iii1
Bracket Viii1
Firm Has Custody
Yes
Mailing Office Differs
No
Trust Company Affiliate
Yes

People (24)

24
DIPETRILLO, DAVID JOHN
Executive Officer · 2.5%
4904926
GERMANO, MICHAEL, ANTHONY
Executive Officer · 2.5%
6368825
KIMBERLY MACKENZIE-PERMAN
Executive Officer · 2.5%
4576869
NUZZO, MICHAEL
Executive Officer · 2.5%
2014097
STEPHANIE MILLER PIERCE
Executive Officer · 2.5%
2526452
Simmonds, Ainslie
Executive Officer · 2.5%
6047968
UTANO, JAIME, RENE
Executive Officer · 2.5%
4247983
VELLA, CHRISTOPHER, EDWARD
Executive Officer · 2.5%
4507313
RICE, CRISTINA, MARIE
Executive Officer · 2.5%
4242888
SUMMER J. CAVALIER
IAR
3157787
PRESTON ROY CALDWELL
IAR
4122884
BRIAN ANTHONY RUANE
IAR
3169333
WILLIAM GERARD PIERCE
IAR
4171745
Rachel Sutter
IAR
5566746
TERESA BYRNE
IAR
5337742
BRENDAN ONEILL
IAR
4444893
GREGORY J. CESARANO
IAR
5436665
Emilio C Coppin
IAR
5092010
ANTHONY JOSEPH DESTRO
IAR
4102330
DAVID EDWARD WILSON
IAR
5279747
FRANK ANTHONY GERMANA
IAR
1861815
JAIME LAUREN RONCORONI
IAR
3131545
CHRISTOPHER STEVEN KRAVSOW
IAR
4249175
CORBETT WILLIAM LAWRENCE
IAR
5184801