SourcingSourcing

TD CAPITAL MANAGEMENT LLC

C31
CRD 106125·SEC 801-52893·MEMPHIS, TN
AUM
$1.24B
$1B+
Est. Revenue
$12.4M
@ 1% on AUM
Est. EBITDA
$3.7M
@ 30% margin
Est. Deal Value
$29.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
TD CAPITAL MANAGEMENT LLC
CRD
106125
SEC file #
801-52893
EIN
621631673
DBA names
—

Economics

AUM
$1.24B
AUM band
$1B+
AUM trajectory
'20'26
$597.1M → $1.24B▲ +108%
Client mix
Individuals High Net Worth250
Individuals Other195
Charitable Organizations5
Pension Profit Sharing Plans1

Operations

Employees (total)
15
Advisory staff (per ADV)
9
Advisory staff (5-yr trend)
'20'26
9 advisors → 9 advisors▬ 0%
Primary office
MEMPHIS TN
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businesses
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
02/12/2026
ADV-W filed at
—
Website
tdcapitalmanagement.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
NIMROD GORDON THOMPSON REVOCABLE
Top Owner Pct
62.5
Top Owner Entity Kind
DE
Owner Count
10
Control Persons
NIMROD GORDON THOMPSON REVOCABLE
HARRELL, JOHN, ROBERT
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
TDCAPITALMANAGEMENT.COM
Rdap Domain Creation Date
2000-09-08T20:43:58Z
Rdap Firm Age Years
26
Rdap Firm Age Band
20+y
Rdap Registrar
Tucows Domains Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001483824
Edgar Registered
Yes
Edgar Filing Count
73
Edgar First Filing Date
2010-02-12
Edgar Last Filing Date
2026-05-11
Edgar 13f Count
69
Edgar 13f Latest AUM Estimate
Filing Date2026-05-11
Accession0001483824-26-000003

Compliance & brand

Firm Registration Status
active

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
9
Bc Firm IAR Count
9
Custodian Candidates
Full
E*trade4
Fidelity2
Edgar Addresses
Mailing
5100 POPLAR AVENUESUITE 2904MEMPHIS, TN 38137
Business
5100 POPLAR AVENUESUITE 2904MEMPHIS, TN 38137
Edgar EIN
621631673
Edgar Recent Filings
13F-HR2026-05-11 · 0001483824-26-000003
13F-HR2026-02-26 · 0001483824-26-000002
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2029-09-08T20:43:58Z
Rdap Domain Last Changed
2024-07-29T14:08:05Z
Rdap Nameservers
Ns1.verio.comNs2.verio.com
Rdap Secure Dns Enabled
No
Rdap Status
Active
Trust Company Affiliate
No

People (12)

12
HARRELL, JOHN, ROBERT
IAR · Direct Owner · 17.5%
5432794
LACY, CHRISTOPHER, LEE
IAR · Direct Owner · 7.5%
4916880
THOMPSON, NIMROD, G.
IAR · Direct Owner · 7.5%
5801517
Sights, Jere, Matthews
IAR · Direct Owner · 7.5%
6643761
CAMPBELL, MARGARET, CURTIS
Direct Owner · 7.5%
6925196
Koch, Bryan, James
Direct Owner · 7.5%
7872552
SIGHTS, JERE, MATTHEWS
Direct Owner · 7.5%
6859158
THOMPSON, NIMROD, GORDON
IAR · Executive Officer · 2.5%
4361188
MCDONALD, JAY, MARTIN
IAR · Executive Officer · 2.5%
6085994
CHARLES BRADFORD FOSTER
IAR
4216031
JAMES MICHAEL DEHORITY
IAR
2245401
COLIN P PRINCE
IAR
5232395