SourcingSourcing

PETERSON FINANCIAL SERVICES LLC

A74
CRD 106127·SEC 801-123636·DENVER, CO
AUM
$124.0M
$100M-$500M
Est. Revenue
$1.2M
@ 1% on AUM
Est. EBITDA
$372K
@ 30% margin
Est. Deal Value
$3.0M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
PETERSON FINANCIAL SERVICES LLC
CRD
106127
SEC file #
801-123636
EIN
—
DBA names
—

Economics

AUM
$124.0M
AUM band
$100M-$500M
AUM trajectory
'23'26
$131.9M → $124.0M▼ -6%
Client mix
Individuals Other131
Individuals High Net Worth26
Pension Profit Sharing Plans4
Charitable Organizations1

Operations

Employees (total)
2
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'23'26
1 advisors → 1 advisors▬ 0%
Primary office
DENVER CO
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consultingPublication of periodicals
Fee basis
% of AUMHourly charges

Filings

Latest ADV filing
02/06/2026
ADV-W filed at
—
Website
petersonfs.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
PETERSON, KIRK, ROBERT
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
PETERSON, KIRK, ROBERT
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
PETERSONFS.COM
Rdap Domain Creation Date
2004-11-04T02:32:45Z
Rdap Firm Age Years
22
Rdap Firm Age Band
20+y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2028-11-04T02:32:45Z
Rdap Domain Last Changed
2025-11-04T13:30:49Z
Rdap Nameservers
Ns1.server345.comNs2.server345.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
2049329
Trust Company Affiliate
No

People (1)

1
PETERSON, KIRK, ROBERT
IAR · Direct Owner · 87.5%
2049329