SourcingSourcing

CONIFER INVESTMENTS LTD

C42
CRD 106159·SEC 801-47009·WEST HARTFORD, CT
AUM
$524.0M
$500M-$1B
Est. Revenue
$5.2M
@ 1% on AUM
Est. EBITDA
$1.6M
@ 30% margin
Est. Deal Value
$12.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
CONIFER INVESTMENTS LTD
CRD
106159
SEC file #
801-47009
EIN
—
DBA names
—

Economics

AUM
$524.0M
AUM band
$500M-$1B
AUM trajectory
'20'26
$253.9M → $524.0M▲ +106%
Client mix
Individuals High Net Worth24
Individuals Other17

Operations

Employees (total)
3
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'20'26
3 advisors → 3 advisors▬ 0%
Primary office
WEST HARTFORD CT
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Portfolio mgmt — individualsSelection of other advisers
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
—

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
PALDINO, CAROLYN, ANNE
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
PALDINO, CAROLYN, ANNE
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (9)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
Charles Schwab6
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Top Owner CRD
4363324
Trust Company Affiliate
No

People (1)

1
PALDINO, CAROLYN, ANNE
IAR · Direct Owner · 87.5%
4363324