SourcingSourcing

MITCHELL VAUGHT & TAYLOR INC

B60
CRD 106160·SEC 801-52668·CHICAGO, IL
AUM
$42.4M
$25M-$100M
Est. Revenue
$424K
@ 1% on AUM
Est. EBITDA
$127K
@ 30% margin
Est. Deal Value
$1.0M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
MITCHELL VAUGHT & TAYLOR INC
CRD
106160
SEC file #
801-52668
EIN
—
DBA names
—

Economics

AUM
$42.4M
AUM band
$25M-$100M
AUM trajectory
'20'26
$455.0M → $42.4M▼ -91%
Client mix
Individuals Other67
State Or Municipal Govt15
Individuals High Net Worth5

Operations

Employees (total)
5
Advisory staff (per ADV)
5
Advisory staff (5-yr trend)
'20'26
5 advisors → 5 advisors▬ 0%
Primary office
CHICAGO IL
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMHourly charges

Filings

Latest ADV filing
03/31/2025
ADV-W filed at
—
Website
mvtinvest.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
MITCHELL, JOHN, THOMAS
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
4
Control Persons
MITCHELL, JOHN, THOMAS
Macnab, Judith, Whitley
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
MVTINVEST.COM
Rdap Domain Creation Date
2005-02-24T13:15:11Z
Rdap Firm Age Years
21
Rdap Firm Age Band
20+y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-02-24T13:15:11Z
Rdap Domain Last Changed
2022-09-02T23:20:40Z
Rdap Nameservers
Ns33.domaincontrol.comNs34.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
1599183
Trust Company Affiliate
No

People (4)

4
JOHN THOMAS MITCHELL
Direct Owner · 62.5%
1599183
Judith Whitley Macnab
Executive Officer · 2.5%
6880751
MARJORIE MITCHELL
Executive Officer · 2.5%
5502316
OWER, DWIGHT, LLOYD
Executive Officer · 2.5%
5503986