SourcingSourcing

ROBERT HARRELL INCORPORATED

C48
CRD 106191·SEC 801-40048·AUSTIN, TX
AUM
$885.3M
$500M-$1B
Est. Revenue
$8.9M
@ 1% on AUM
Est. EBITDA
$2.7M
@ 30% margin
Est. Deal Value
$21.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
ROBERT HARRELL INCORPORATED
CRD
106191
SEC file #
801-40048
EIN
000000000
DBA names
Robert Harrell, Incorporated

Economics

AUM
$885.3M
AUM band
$500M-$1B
AUM trajectory
'20'26
$509.7M → $885.3M▲ +74%
Client mix
Individuals High Net Worth48
State Or Municipal Govt8
Charitable Organizations6
Banking Institutions2
Pension Profit Sharing Plans1

Operations

Employees (total)
5
Advisory staff (per ADV)
5
Advisory staff (5-yr trend)
'20'26
6 advisors → 5 advisors▼ -17%
Primary office
AUSTIN TX
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — businessesPension consultingSelection of other advisers
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
03/06/2026
ADV-W filed at
—
Website
harrell.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
LARSEN-HARRELL, SANDRA, KAYE
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
LARSEN-HARRELL, SANDRA, KAYE
HARRELL, ROBERT, LEE
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
HARRELL.COM
Rdap Domain Creation Date
1995-09-28T04:00:00Z
Rdap Firm Age Years
31
Rdap Firm Age Band
20+y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
1
Form 5500 Total Compensation
76,795
Form 5500 Compensation Trajectory 3y
202576,795
Form 5500 Plan Count Trajectory 3y
20251
Schedule C Total Compensation
76,795
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Cik
0001546978
Edgar Registered
Yes
Edgar Filing Count
4
Edgar First Filing Date
2012-04-17
Edgar Last Filing Date
2013-10-24
Edgar Form D Count
4
Edgar Form D Offerings
2013-10-242013-10-24 · 0001546978-13-000002
2013-09-202013-09-20 · 0001546978-13-000001

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
6
Bc Firm IAR Count
6
Custodian Candidates
Full
E*trade4
Edgar Addresses
Mailing
6142 CAMPBELL ROADDALLAS, TX 75248
Business
6142 CAMPBELL ROADDALLAS, TX 75248
Edgar EIN
000000000
Edgar Recent Filings
D/A2013-10-24 · 0001546978-13-000002
D/A2013-09-20 · 0001546978-13-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2032-09-27T04:00:00Z
Rdap Domain Last Changed
2025-05-07T17:57:37Z
Rdap Nameservers
Ns1.digitalspaceportal.netNs2.digitalspaceportal.net
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
2437600
Trust Company Affiliate
No

People (6)

6
LARSEN-HARRELL, SANDRA, KAYE
IAR · Direct Owner · 62.5%
2437600
HARRELL, ROBERT, LEE
IAR · Direct Owner · 37.5%
237578
HARRELL, WILLIAM, BUTLER
IAR · Executive Officer · 2.5%
3053590
CHARLES BROWDER SMITH
IAR
6007735
VANCE MICHAEL ARNOLD
IAR
2163055
DAVID HARRIS JAMES
IAR
4542486