SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED

C43
CRD 106201·SEC 801-53815·CHICAGO, IL
AUM
$3.30B
$1B+
Est. Revenue
$33.0M
@ 1% on AUM
Est. EBITDA
$9.9M
@ 30% margin
Est. Deal Value
$79.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED
CRD
106201
SEC file #
801-53815
EIN
364128122
DBA names

Economics

AUM
$3.30B
AUM band
$1B+
AUM trajectory
'20'26
$3.73B → $3.30B▼ -11%
Client mix
Individuals High Net Worth37
Corporations6
Other5
Pooled Investment Vehicles4
Charitable Organizations3

Operations

Employees (total)
17
Advisory staff (per ADV)
17
Advisory staff (5-yr trend)
'20'26
22 advisors → 17 advisors▼ -23%
Primary office
CHICAGO IL
Branches

Custodian & Brokerage

Primary custodian
JPMorganmedium confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — investment companiesPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/31/2026
ADV-W filed at

Compliance

Disclosures (firm)
8
Trademark
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
JPMORGAN ASSET MANAGEMENT
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
7
Control Persons
JPMORGAN ASSET MANAGEMENT
GREENSPAN, STEVEN, MARK
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
SECURITYCAPITAL.COM
Rdap Domain Creation Date
1998-03-02T05:00:00Z
Rdap Firm Age Years
28
Rdap Firm Age Band
20+y
Rdap Registrar
MarkMonitor Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001068829
Edgar Registered
Yes
Edgar Filing Count
265
Edgar First Filing Date
1999-05-13
Edgar Last Filing Date
2026-05-13
Edgar 13f Count
85
Edgar 13f Latest AUM Estimate
Filing Date2020-08-14
Accession0001068829-20-000014
Edgar Former Names
SECURITY CAPITAL GLOBAL CAPITAL MANAGEMENT GROUP INC

Compliance & brand

Firm Registration Status
active

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Window
Jpmorgan9
Full
Jpmorgan34
Northern Trust8
Bny Mellon4
E*trade4
State Street2
Edgar Addresses
Mailing
10 SOUTH DEARBORN STREETSUITE 1400CHICAGO, IL 60603
Business
10 SOUTH DEARBORN STREETSUITE 1400CHICAGO, IL 60603
Edgar EIN
364128122
Edgar Recent Filings
13F-NT2026-05-13 · 0001068829-26-000004
13F-NT2026-02-11 · 0001068829-26-000002
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2028-03-01T05:00:00Z
Rdap Domain Last Changed
2026-01-28T10:47:56Z
Rdap Nameservers
Ns05.jpmorganchase.comNs06.jpmorganchase.comNs1.jpmorganchase.comNs2.jpmorganchase.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Transfer ProhibitedClient Update Prohibited
Trust Company Affiliate
Yes