SourcingSourcing

SAGE ADVISORY SERVICES LTD CO

C42
CRD 106236·SEC 801-52937·AUSTIN, TX
AUM
$28.43B
$1B+
Est. Revenue
$284.3M
@ 1% on AUM
Est. EBITDA
$85.3M
@ 30% margin
Est. Deal Value
$682.3M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
SAGE ADVISORY SERVICES LTD CO
CRD
106236
SEC file #
801-52937
EIN
810139474
DBA names
—

Economics

AUM
$28.43B
AUM band
$1B+
AUM trajectory
'20'26
$11.08B → $28.43B▲ +157%
Client mix
Individuals Other11,158
Individuals High Net Worth1,283
Corporations1,219
Charitable Organizations299
Pension Profit Sharing Plans238

Operations

Employees (total)
58
Advisory staff (per ADV)
37
Advisory staff (5-yr trend)
'20'26
33 advisors → 37 advisors▲ +12%
Primary office
AUSTIN TX
Branches
—

Custodian & Brokerage

Primary custodian
LPL Financiallow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — investment companiesPortfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
03/30/2026
ADV-W filed at
—
Website
sageadvisory.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
SMITH, ROBERT, G
Top Owner Pct
37.5
Top Owner Entity Kind
I
Owner Count
17
Control Persons
SMITH, ROBERT, G
KUDU INVESTMENT US, LLC
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
SAGEADVISORY.COM
Rdap Domain Creation Date
1996-10-28T05:00:00Z
Rdap Firm Age Years
30
Rdap Firm Age Band
20+y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
93
Form 5500 Total Compensation
6,182,584
Form 5500 Compensation Trajectory 3y
20255,085,844
20261,096,740
Form 5500 Plan Count Trajectory 3y
202577
202616
Schedule C Total Compensation
6,182,584
Schedule C Service Provider Rows
93

SEC EDGAR

Edgar Cik
0001080107
Edgar Registered
Yes
Edgar Filing Count
113
Edgar First Filing Date
1999-08-13
Edgar Last Filing Date
2026-05-05
Edgar 13f Count
109
Edgar 13f Latest AUM Estimate
Filing Date2026-05-05
Accession0001080107-26-000003
Edgar Former Names
DAVIDSON D A & CO
DAVIDSON D A & CO/MT

Compliance & brand

Firm Registration Status
active

All other collected signals (18)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
42
Bc Firm IAR Count
42
Custodian Candidates
Full
Lpl Financial4
Morgan Stanley4
E*trade4
Charles Schwab3
Northern Trust3
Edgar Addresses
Mailing
8 THIRD ST NORTHGREAT FALLS, MT 59401
Business
8 THIRD STREET NORTHGREAT FALLS, MT 59401
Edgar EIN
810139474
Edgar Recent Filings
13F-HR2026-05-05 · 0001080107-26-000003
13F-HR2026-01-29 · 0001080107-26-000001
Fee Schedule
Bracket Vi45
Bracket Iii23
Bracket Xii19
Bracket Iv8
Bracket Vii2
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2030-10-27T04:00:00Z
Rdap Domain Last Changed
2020-10-27T14:50:38Z
Rdap Nameservers
Ns-1518.awsdns-61.orgNs-1633.awsdns-12.co.ukNs-259.awsdns-32.comNs-664.awsdns-19.net
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
1276003
Trust Company Affiliate
No

People (45)

45
SMITH, ROBERT, G
IAR · Direct Owner · 37.5%
1276003
WILLIAMS, ROBERT, DONALD
IAR · Direct Owner · 17.5%
2729509
URANO, THOMAS, HIDEO
IAR · Direct Owner · 17.5%
2758802
PECK, JR., ROBERT, CHARLES
Direct Owner · 17.5%
2093060
TIMLIN, JEFFERY, SCOTT
IAR · Direct Owner · 7.5%
2958865
KRASAN, SEAN, CONAN
IAR · Direct Owner · 7.5%
2434187
WALTON, MICHAEL, DAVID
IAR · Direct Owner · 7.5%
2805516
FINLEY, LEONARD, DUSTIN
IAR · Executive Officer · 2.5%
4377292
Silapachai, komson
IAR · Executive Officer · 2.5%
6697762
DEMAND, ANDREW, KEMETT
IAR · Executive Officer · 2.5%
5289561
Hartman, ALLISON, CLAIRE
IAR · Executive Officer · 2.5%
5757639
HENRY, SETH, BARTLETT
IAR · Executive Officer · 2.5%
5289609
MOSER, ROBERT, WAYNE
IAR · Executive Officer · 2.5%
4286284
ULOTH, WADE, THOMAS
IAR · Executive Officer · 2.5%
4354946
SLAIS, JOHN, ROBERT
Executive Officer · 2.5%
1089512
Ladd, Richard, Cameron
Executive Officer · 2.5%
7524132
Jacob T Adams
IAR
7947712
David Luria
IAR
7142040
ARTHUR LEON CHERCHES
IAR
4713684
DOUGLAS ANDREW BENNING
IAR
5439292
NICHOLAS CHRIS ERICKSON
IAR
5889235
ERICA GALICIA MASS
IAR
5758041
MATTHEW LAWRENCE CLEAVENGER
IAR
6435088
KARI ALLISON KOEHN
IAR
5757120
ZACHARY THOMAS SOOTER
IAR
5662539
GREGORY HAMILTON COBB
IAR
2665526
BRIAN CHRISTOPHER LARSON
IAR
2621613
Andrew Sinclair Poreda
IAR
7165450
Emma Lacey Harper
IAR
6723524
Lily Ann Atilano
IAR
7001769
SEAN FRANCIS MCSHEA
IAR
4215396
Benjamin Cody Whipple
IAR
8123587
AMY CAROLE Swearingen
IAR
733206
Brett Adelglass
IAR
7465308
NICHOLAS BARNARD
IAR
7166980
COURTNEY LEIGH WALKER
IAR
6484857
BRADLEY DAVID JACOB
IAR
4886378
JAMISEN MICHAEL ALLEN
IAR
6097657
ROBERT WILLIAM FLORA
IAR
3109543
MELANIA MCCARLEY
IAR
3043535
Curtis David Baker
IAR
7288537
LILY TU
IAR
4997611
ALEX BENDER
IAR
6900104
Aaron Spatz
IAR
3073470
JACK RAYMOND KULPA
IAR
2587164