SourcingSourcing

DELTA CAPITAL MANAGEMENT LLC

A72
CRD 106248·SEC 801-64169·RED BANK, NJ
AUM
$240.2M
$100M-$500M
Est. Revenue
$2.4M
@ 1% on AUM
Est. EBITDA
$721K
@ 30% margin
Est. Deal Value
$5.8M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
DELTA CAPITAL MANAGEMENT LLC
CRD
106248
SEC file #
801-64169
EIN
134142863
DBA names
—

Economics

AUM
$240.2M
AUM band
$100M-$500M
AUM trajectory
'20'26
$184.2M → $240.2M▲ +30%
Client mix
Individuals High Net Worth30
Charitable Organizations4
State Or Municipal Govt3
Pension Profit Sharing Plans2
Corporations2

Operations

Employees (total)
4
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'20'26
4 advisors → 3 advisors▼ -25%
Primary office
RED BANK NJ
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — businesses
Fee basis
% of AUM

Filings

Latest ADV filing
03/11/2026
ADV-W filed at
—
Website
delta-capital.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
COUGHLIN, WILLIAM, FRANCIS
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
COUGHLIN, WILLIAM, FRANCIS
CAVLOV, ANTHONY, JOHN
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
DELTA-CAPITAL.COM
Rdap Domain Creation Date
1998-05-07T04:00:00Z
Rdap Firm Age Years
28
Rdap Firm Age Band
20+y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
4
Form 5500 Total Compensation
90,252
Form 5500 Compensation Trajectory 3y
202590,252
Form 5500 Plan Count Trajectory 3y
20254
Schedule C Total Compensation
90,252
Schedule C Service Provider Rows
4

SEC EDGAR

Edgar Cik
0000893738
Edgar Registered
Yes
Edgar Filing Count
100
Edgar First Filing Date
1999-05-13
Edgar Last Filing Date
2026-04-29
Edgar 13f Count
100
Edgar 13f Latest AUM Estimate
Filing Date2026-04-29
Accession0000893738-26-000002

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
Charles Schwab6
E*trade4
Wells Fargo3
Edgar Addresses
Mailing
157 BROAD STREETSUITE 303RED BANK, NJ 07701
Business
157 BROAD STREETSUITE 303RED BANK, NJ 07701
Edgar EIN
134142863
Edgar Recent Filings
13F-HR2026-04-29 · 0000893738-26-000002
13F-HR2026-01-15 · 0000893738-26-000001
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2034-05-06T04:00:00Z
Rdap Domain Last Changed
2025-03-22T15:01:58Z
Rdap Nameservers
Ns1.carrierzone.comNs2.carrierzone.comNs3.carrierzone.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
2078844
Trust Company Affiliate
No

People (3)

3
COUGHLIN, WILLIAM, FRANCIS
IAR · Direct Owner · 62.5%
2078844
CAVLOV, ANTHONY, JOHN
Direct Owner · 17.5%
2877540
HEMBERGER, MICHAEL, MARTIN
Direct Owner · 17.5%
2898016