SourcingSourcing

FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP.

C38
CRD 106277·SEC 801-49470·NEW YORK, NY
AUM
$14.09B
$1B+
Est. Revenue
$140.9M
@ 1% on AUM
Est. EBITDA
$42.3M
@ 30% margin
Est. Deal Value
$338.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP.
CRD
106277
SEC file #
801-49470
EIN
016202138
DBA names
—

Economics

AUM
$14.09B
AUM band
$1B+
AUM trajectory
'20'26
$15.46B → $14.09B▼ -9%
Client mix
Individuals Other45
Investment Companies13
Individuals High Net Worth11
Pension Profit Sharing Plans5
Pooled Investment Vehicles4

Operations

Employees (total)
39
Advisory staff (per ADV)
39
Advisory staff (5-yr trend)
'20'26
43 advisors → 39 advisors▼ -9%
Primary office
NEW YORK NY
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — investment companiesPortfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUMPerformance-based feesOther Compensation

Filings

Latest ADV filing
04/29/2026
ADV-W filed at
—
Website
linkedin.com/company/federated-hermes(social)

Compliance

Disclosures (firm)
3
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
FII HOLDINGS, INC.
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
8
Control Persons
FII HOLDINGS, INC.
AUTH, STEPHEN, FRANK
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:federatedglobal.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001173766
Edgar Registered
Yes
Edgar Filing Count
3
Edgar First Filing Date
2002-05-08
Edgar Last Filing Date
2009-07-31
Edgar Form D Count
1
Edgar Form D Offerings
2009-07-312009-07-31 · 0001173766-09-000003
Edgar Former Names
CLOVER CAPITAL MULTI CAP VALUE EQUITY FUND GROUP TRUST

Compliance & brand

Firm Registration Status
active

All other collected signals (11)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
50
Bc Firm Active IA Count
50
Bc Firm IAR Count
50
Custodian Candidates
Full
E*trade4
Raymond James2
Bny Mellon2
Morgan Stanley1
Edgar Addresses
Mailing
400 MERIDIAN CENTRSUITE 200ROCHESTER, NY 14618
Business
400 MERIDIAN CENTRSUITE 200ROCHESTER, NY 14618
Edgar EIN
016202138
Edgar Recent Filings
D2009-07-31 · 0001173766-09-000003
REGDEX/A2005-06-23 · 9999999997-05-029829
Firm Has Custody
No
Mailing Office Differs
No
Trust Company Affiliate
Yes

People (57)

57
AUTH, STEPHEN, FRANK
Executive Officer · 2.5%
2694169
DONAHUE, JOHN, CHRISTOPHER
Executive Officer · 2.5%
814703
DONAHUE, THOMAS, ROBERT
Executive Officer · 2.5%
2766434
FISHER, JOHN, BASIL
Executive Officer · 2.5%
707411
UHLMAN, PAUL, ADAM
Executive Officer · 2.5%
2043674
VAN METER, STEPHEN, PAUL
Executive Officer · 2.5%
6020413
MAGERA, GEORGE, FRANK
Executive Officer · 2.5%
6253726
MARCUS VINCENT PERSICHETTI
IAR
4416451
JOHN PAUL LIEKAR
IAR
4507784
JONATHAN BRETT LIPINSKI
IAR
4277166
PATRICK MICHAEL KELLY
IAR
4702338
STEPHEN JAMES COSTLOW
IAR
4850797
BRADLEY WAYNE SMITH
IAR
4832934
PAUL JOZSA MAGAN
IAR
4833016
TODD WILLIAM JONES
IAR
4902763
Tyler Roman Siconolfi
IAR
7938790
William Ringen Gavett
IAR
7573321
Ethan James Young
IAR
7401623
Tonilynn Frazzini
IAR
7149289
ANTHONY ZUGEC
IAR
5909842
BRIAN PATRICK ADAMS
IAR
5022367
ADINA ANN DAVIS
IAR
5020435
JUSTIN JOSEPH SLOMKOWSKI
IAR
5022621
PAUL MICHAEL BUCKWALTER
IAR
4974348
JONATHAN PAUL SULLIVAN
IAR
4742396
SCOTT RAYMOND COLLETTE
IAR
4797318
Jennifer Marie Weaver
IAR
4793787
JOHN ROBERT RUSH
IAR
4794177
DAVID FRANCIS MORGAN
IAR
5314297
MATTHEW ADAM BOYLE
IAR
5434889
MATTHEW EUGENE OSHESKIE
IAR
5952050
CHRISTOPHER THOMAS DAVIS
IAR
5477581
MARK ANTON FLISEK
IAR
5536834
JUSTIN EDWARD LEVY
IAR
6010426
EUGENE WILLIAM MCCOURT
IAR
5941694
ADAM MICHELE HEURICH
IAR
6084461
CASEY CLARENCE CURTIN
IAR
6029287
RYAN CHARLES MURPHY
IAR
6405460
DANIEL ROY ZSOLCSAK
IAR
6316302
MATTHEW ROBERT DEFILIPPO
IAR
6315563
CATHERINE MAURA McGee
IAR
5261368
MAX EDWARD RECKER
IAR
5772653
BRENDAN EVAN BUTLER
IAR
6275924
ALEXANDER CARL HENRY
IAR
6406933
SENCHAK, FRANK CARL
IAR
6683477
MARK JOSEPH MURPHY
IAR
1938612
SCOTT DOUGLAS KAVANAGH
IAR
2305527
MARK CARROLL
IAR
2315854
EDWIN CLETUS KOONTZ
IAR
2364021
ERIK JAKOB ZETTELMAYER
IAR
2410429
JAMES SHERIDAN CONELY
IAR
2551140
DIANE MARIE MARZULA
IAR
1605801
RICHARD COLLINS MIHM
IAR
1418988
ALEC HARRY NEILLY
IAR
2217918
DIANE MCCONAGHY ROBINSON
IAR
2991779
SAMUEL MICHAEL MCGOWEN
IAR
5847225
ROBERT LEFONE JAMES
IAR
6406134