SourcingSourcing

POLARIS CAPITAL MANAGEMENT, LLC

C32
CRD 106278·SEC 801-43216·BOSTON, MA
AUM
$5.45B
$1B+
Est. Revenue
$54.5M
@ 1% on AUM
Est. EBITDA
$16.4M
@ 30% margin
Est. Deal Value
$130.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
POLARIS CAPITAL MANAGEMENT, LLC
CRD
106278
SEC file #
801-43216
EIN
562577731
DBA names
—

Economics

AUM
$5.45B
AUM band
$1B+
AUM trajectory
'20'26
$11.57B → $5.45B▼ -53%
Client mix
Pooled Investment Vehicles7
Investment Companies5
Pension Profit Sharing Plans5
Other5
Charitable Organizations1

Operations

Employees (total)
18
Advisory staff (per ADV)
10
Advisory staff (5-yr trend)
'20'26
9 advisors → 10 advisors▲ +11%
Primary office
BOSTON MA
Branches
—

Custodian & Brokerage

Primary custodian
State Streetlow confidence
Services offered
Portfolio mgmt — investment companiesPortfolio mgmt — pooled vehiclesPortfolio mgmt — businessesOther Advisory Services
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
01/30/2026
ADV-W filed at
—
Website
polariscapital.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
POLARIS CAPITAL MANAGEMENT
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
15
Control Persons
POLARIS CAPITAL MANAGEMENT
CRAWSHAW, JASON, M
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
POLARISCAPITAL.COM
Rdap Domain Creation Date
1997-01-09T05:00:00Z
Rdap Firm Age Years
29
Rdap Firm Age Band
20+y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
9
Form 5500 Total Compensation
7,959,930
Form 5500 Compensation Trajectory 3y
20257,486,332
2026473,598
Form 5500 Plan Count Trajectory 3y
20258
20261
Schedule C Total Compensation
7,959,930
Schedule C Service Provider Rows
9

SEC EDGAR

Edgar Cik
0001367936
Edgar Registered
Yes
Edgar Filing Count
21
Edgar First Filing Date
2006-06-16
Edgar Last Filing Date
2025-07-18
Edgar Form D Count
20
Edgar Form D Offerings
2025-07-182025-07-18 · 0000945621-25-000590
2024-07-182024-07-18 · 0001367936-24-000004

Compliance & brand

Firm Registration Status
active

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
4
Bc Firm IAR Count
4
Custodian Candidates
Full
State Street7
Northern Trust6
E*trade4
Bny Mellon2
Jpmorgan2
Edgar Addresses
Mailing
121 HIGH ST.BOSTON, MA 02110
Business
121 HIGH ST.BOSTON, MA 02110
Edgar EIN
562577731
Edgar Recent Filings
D/A2025-07-18 · 0000945621-25-000590
D/A2024-07-18 · 0001367936-24-000004
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2030-01-08T05:00:00Z
Rdap Domain Last Changed
2024-11-09T07:13:59Z
Rdap Nameservers
Ns55.worldnic.comNs56.worldnic.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Trust Company Affiliate
No

People (14)

14
XIAO, BIN
IAR · Executive Officer · 2.5%
6169864
CRAWSHAW, JASON, M
IAR · Executive Officer · 2.5%
6314214
BISWAS, SUMANTA
IAR · Executive Officer · 2.5%
5296511
HORN, BERNARD, ROBERT
IAR · Executive Officer · 2.5%
2149595
FITZSIMMONS, KELLY, MARIE
Executive Officer · 2.5%
5900905
GIBSON, ERIN, MICHAELA
Executive Officer · 2.5%
6093142
HORN-SNYDER, ALEXIS
Executive Officer · 2.5%
5148331
HORN, LORRAINE, B
Executive Officer · 2.5%
5121554
HORN, SAMUEL, J.
Executive Officer · 2.5%
5543489
KIM, KENNETH, D.
Executive Officer · 2.5%
7505943
MAITAI, BERNARD, K
Executive Officer · 2.5%
6760347
MCLEOD, CHRISTOPHER, K.
Executive Officer · 2.5%
5121697
MYER, JOHN, A.
Executive Officer · 2.5%
7507828
SUTANTO, ANDRY, A
Executive Officer · 2.5%
5900912