SourcingSourcing

MORGAN DEMPSEY CAPITAL MANAGEMENT LLC

A70
CRD 106288·SEC 801-48064·MILWAUKEE, WI
AUM
$252.3M
$100M-$500M
Est. Revenue
$2.5M
@ 1% on AUM
Est. EBITDA
$757K
@ 30% margin
Est. Deal Value
$6.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
MORGAN DEMPSEY CAPITAL MANAGEMENT LLC
CRD
106288
SEC file #
801-48064
EIN
391805798
DBA names
—

Economics

AUM
$252.3M
AUM band
$100M-$500M
AUM trajectory
'20'26
$260.5M → $252.3M▼ -3%
Client mix
Individuals High Net Worth454
Corporations8
Investment Companies1
Charitable Organizations1

Operations

Employees (total)
6
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'20'26
8 advisors → 3 advisors▼ -62%
Primary office
MILWAUKEE WI
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — investment companiesPortfolio mgmt — businessesSelection of other advisers
Fee basis
% of AUM

Filings

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
MDCM HOLDINGS, LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
3
Control Persons
MDCM HOLDINGS, LLC
DION, MARC, JOSEPH
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:morgandempsey.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001050463
Edgar Registered
Yes
Edgar Filing Count
153
Edgar First Filing Date
1999-05-07
Edgar Last Filing Date
2026-05-06
Edgar 13f Count
141
Edgar 13f Latest AUM Estimate
Filing Date2026-05-06
Accession0001941040-26-000296

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.1373
Soi Zip Pct 200k Plus
0.0184
Soi Zip Returns 200k Plus
170
Soi Zip Total AGI
513,188
Fdic Zip Total Deposits
897,648,000
Fdic Zip Branch Count
52
Fdic Zip Top Banks
JPMorgan Chase Bank, National Association
Jpmorgan Chase Bank, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (21)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
Charles Schwab6
E*trade4
Fidelity2
Wells Fargo2
Edgar Addresses
Mailing
10850 W. PARK PLACESUITE 470MILWAUKEE, WI 53224
Business
10850 W. PARK PLACESUITE 470MILWAUKEE, WI 53224
Edgar EIN
391805798
Edgar Recent Filings
13F-HR2026-05-06 · 0001941040-26-000296
13F-HR2026-02-13 · 0001941040-26-000137
Fdic Zip Branches Raw
M&I Marshall and Ilsley BankMilwaukee, WI
Firstar Bank Milwaukee, National AssociationMilwaukee, WI
Fdic Zip HHI
3928.1
Fdic Zip Top Bank Share Pct
59.02
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI40,826
Returns3,070
Stub 2
AGI100,294
Returns2,730
Stub 3
AGI86,882
Returns1,420
Soi Zip Total Business Income
10,449
Soi Zip Total Cap Gains
6,023
Soi Zip Total Dividends
3,883
Soi Zip Total Returns
9,250
Trust Company Affiliate
No

People (4)

4
DION, MARC, JOSEPH
IAR · Executive Officer · 2.5%
1770462
DAVID WAYNE DURHAM
Executive Officer · 2.5%
3095088
RYAN FREDERICK HAMILTON
IAR
6163201
Dave Allen Isaacson
IAR
2343751