SourcingSourcing

OAK FINANCIAL GROUP INC

A79
CRD 106293·SEC 801-40926
AUM
$177.2M
$100M-$500M
Est. Revenue
$1.8M
@ 1% on AUM
Est. EBITDA
$531K
@ 30% margin
Est. Deal Value
$4.3M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
OAK FINANCIAL GROUP INC
CRD
106293
SEC file #
801-40926
EIN
—
DBA names
—

Economics

AUM
$177.2M
AUM band
$100M-$500M
AUM trajectory
'20'26
$194.2M → $177.2M▼ -9%
Client mix
Individuals High Net Worth80
Individuals Other42
Pension Profit Sharing Plans9

Operations

Employees (total)
4
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'20'26
2 advisors → 2 advisors▬ 0%
Primary office
—
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
03/17/2026
ADV-W filed at
—
Website
oakfingroup.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
HACKMAN, NEIL, DAVID
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
4
Control Persons
HACKMAN, NEIL, DAVID
HACKMAN, MERRYL
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
OAKFINGROUP.COM
Rdap Domain Creation Date
2003-05-02T16:05:42Z
Rdap Firm Age Years
23
Rdap Firm Age Band
20+y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Charles Schwab6
E*trade4
Fee Schedule
Bracket Iii51
Bracket Xii34
Bracket Ii12
Bracket Xi3
Bracket I0
Firm Has Custody
No
Rdap Domain Expiration Date
2028-05-02T16:05:42Z
Rdap Domain Last Changed
2023-03-03T15:48:20Z
Rdap Nameservers
Dns.pair.comNs8.ns0.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
1104206
Trust Company Affiliate
No

People (4)

4
HACKMAN, NEIL, DAVID
IAR · Direct Owner · 87.5%
1104206
PALMER, KYRA, ELISE
IAR · Executive Officer · 2.5%
5322792
HACKMAN, MERRYL
Executive Officer · 2.5%
4355063
MURPHY, KORINNE, PALMER
Executive Officer · 2.5%
5012736