SourcingSourcing

AMI INVESTMENT MANAGEMENT INC

C39
CRD 106321·SEC 801-49335·KENDALLVILLE, IN
AUM
$963.6M
$500M-$1B
Est. Revenue
$9.6M
@ 1% on AUM
Est. EBITDA
$2.9M
@ 30% margin
Est. Deal Value
$23.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
AMI INVESTMENT MANAGEMENT INC
CRD
106321
SEC file #
801-49335
EIN
351954247
DBA names
—

Economics

AUM
$963.6M
AUM band
$500M-$1B
AUM trajectory
'20'26
$501.6M → $963.6M▲ +92%
Client mix
Individuals Other234
Individuals High Net Worth59
Charitable Organizations16
Corporations6

Operations

Employees (total)
6
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'20'26
3 advisors → 3 advisors▬ 0%
Primary office
KENDALLVILLE IN
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/24/2026
ADV-W filed at
—
Website
amiinvestment.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
AXEL, MICHAEL, DUANE
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
4
Control Persons
AXEL, MICHAEL, DUANE
Fiedler, Jared, Thomas
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
AMIINVESTMENT.COM
Rdap Domain Creation Date
1999-12-01T16:07:13Z
Rdap Firm Age Years
27
Rdap Firm Age Band
20+y
Rdap Registrar
Cloudflare, Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001122241
Edgar Registered
Yes
Edgar Filing Count
97
Edgar First Filing Date
2002-05-07
Edgar Last Filing Date
2026-04-15
Edgar 13f Count
95
Edgar 13f Latest AUM Estimate
Filing Date2026-04-15
Accession0001122241-26-000003

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.1572
Soi Zip Pct 200k Plus
0.0244
Soi Zip Returns 200k Plus
180
Soi Zip Total AGI
453,256
Fdic Zip Total Deposits
7,948,480,000
Fdic Zip Branch Count
237
Fdic Zip Top Banks
The Campbell & Fetter Bank
Community State Bank

Compliance & brand

Firm Registration Status
active

All other collected signals (27)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
4
Bc Firm IAR Count
4
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
P O BOX 247710 N KRUEGER STREETKENDALLVILLE, IN 46755
Business
P O BOX 247710 N KRUEGER STREETKENDALLVILLE, IN 46755
Edgar EIN
351954247
Edgar Recent Filings
13F-HR2026-04-15 · 0001122241-26-000003
13F-HR2026-01-14 · 0001122241-26-000001
Fdic Zip Branches Raw
Community State BankKendallville, IN
The Campbell & Fetter BankKendallville, IN
Fdic Zip HHI
1897.23
Fdic Zip Top Bank Share Pct
35.59
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-12-01T16:07:13Z
Rdap Domain Last Changed
2024-11-01T13:24:08Z
Rdap Nameservers
Frank.ns.cloudflare.comMelinda.ns.cloudflare.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI26,991
Returns2,300
Stub 2
AGI70,632
Returns1,890
Stub 3
AGI75,205
Returns1,230
Soi Zip Total Business Income
7,365
Soi Zip Total Cap Gains
11,728
Soi Zip Total Dividends
5,182
Soi Zip Total Returns
7,380
Top Owner CRD
2635329
Trust Company Affiliate
No

People (5)

5
AXEL, MICHAEL, DUANE
IAR · Direct Owner · 87.5%
2635329
SHIVELY, BENJAMIN, DAVID
IAR · Direct Owner · 17.5%
3051154
Fiedler, Jared, Thomas
IAR · Direct Owner · 17.5%
7425350
GULICK, ERICA, ANN
Executive Officer · 2.5%
6042202
Victoria Lynn Kugler
IAR
8151001