SourcingSourcing

MCS FINANCIAL ADVISORS LLC

A79
CRD 106327·SEC 801-36692
AUM
$162.6M
$100M-$500M
Est. Revenue
$1.6M
@ 1% on AUM
Est. EBITDA
$488K
@ 30% margin
Est. Deal Value
$3.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
MCS FINANCIAL ADVISORS LLC
CRD
106327
SEC file #
801-36692
EIN
—
DBA names
Mcs Family Wealth Advisors

Economics

AUM
$162.6M
AUM band
$100M-$500M
AUM trajectory
'20'26
$171.9M → $162.6M▼ -5%
Client mix
Individuals High Net Worth54
Individuals Other10
Pension Profit Sharing Plans1

Operations

Employees (total)
2
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'20'26
2 advisors → 2 advisors▬ 0%
Primary office
—
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesOther Advisory Services
Fee basis
% of AUMHourly charges

Filings

Latest ADV filing
02/06/2026
ADV-W filed at
—
Website
mcsfamilywealth.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
THE RESTATED STALKER FAMILY TR; MICHAEL
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
3
Control Persons
THE RESTATED STALKER FAMILY TR; MICHAEL
STALKER, MICHAEL, CHARLES
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
MCSFAMILYWEALTH.COM
Rdap Domain Creation Date
2012-06-11T19:42:04Z
Rdap Firm Age Years
14
Rdap Firm Age Band
10-20y
Rdap Registrar
Register.com - Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Charles Schwab6
E*trade4
Firm Has Custody
No
Rdap Domain Expiration Date
2031-06-11T19:42:04Z
Rdap Domain Last Changed
2026-05-12T06:52:39Z
Rdap Nameservers
Ns-1412.awsdns-48.orgNs-1872.awsdns-42.co.ukNs-27.awsdns-03.comNs-986.awsdns-59.net
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Trust Company Affiliate
No

People (2)

2
YAMADA, JEFFREY, B
IAR · Executive Officer · 2.5%
4348036
STALKER, MICHAEL, CHARLES
IAR · Executive Officer · 2.5%
1161401