SourcingSourcing

ABBOTT CAPITAL MANAGEMENT LLC

C21
CRD 106332·SEC 801-27914·NEW YORK, NY
AUM
$15.33B
$1B+
Est. Revenue
$153.3M
@ 1% on AUM
Est. EBITDA
$46.0M
@ 30% margin
Est. Deal Value
$368.0M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
ABBOTT CAPITAL MANAGEMENT LLC
CRD
106332
SEC file #
801-27914
EIN
000000000
DBA names
—

Economics

AUM
$15.33B
AUM band
$1B+
AUM trajectory
'20'26
$9.53B → $15.33B▲ +61%
Client mix
Pooled Investment Vehicles55
State Or Municipal Govt5

Operations

Employees (total)
60
Advisory staff (per ADV)
20
Advisory staff (5-yr trend)
'20'26
18 advisors → 20 advisors▲ +11%
Primary office
NEW YORK NY
Branches
—

Custodian & Brokerage

Primary custodian
Raymond Jameslow confidence
Services offered
Portfolio mgmt — pooled vehiclesPortfolio mgmt — businessesSelection of other advisers
Fee basis
% of AUMFixed feesPerformance-based fees

Filings

Latest ADV filing
03/26/2026
ADV-W filed at
—
Website
linkedin.com/company/abbott-capital-management-llc(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
LEE, YOUNG, NMN
Top Owner Pct
17.5
Top Owner Entity Kind
I
Owner Count
11
Control Persons
LEE, YOUNG, NMN
MALONEY, TIMOTHY, WILLIAM
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:abbott.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
1
Form 5500 Total Participants
97
Form 5500 Compensation Trajectory 3y
20240
Form 5500 Plan Count Trajectory 3y
20241
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Cik
0001972781
Edgar Registered
Yes
Edgar Filing Count
2
Edgar First Filing Date
2023-06-27
Edgar Last Filing Date
2024-06-27
Edgar Form D Count
2
Edgar Form D Offerings
2024-06-272024-06-27 · 0001012975-24-000251
2023-06-272023-06-27 · 0001973281-23-000001

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Raymond James88
Wells Fargo72
State Street4
E*trade4
Northern Trust2
Edgar Addresses
Mailing
640 FIFTH AVENUE7TH FLOORNEW YORK, NY 10019
Business
640 FIFTH AVENUE7TH FLOORNEW YORK, NY 10019
Edgar EIN
000000000
Edgar Recent Filings
D/A2024-06-27 · 0001012975-24-000251
D2023-06-27 · 0001973281-23-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Top Owner CRD
3103400
Trust Company Affiliate
Yes

People (10)

10
LEE, YOUNG, NMN
Direct Owner · 17.5%
3103400
MALONEY, TIMOTHY, WILLIAM
Direct Owner · 17.5%
5770409
PANGBURN, LEONARD, CHARLES
Direct Owner · 17.5%
6622612
RERISI, MEREDITH, LEIGH
Direct Owner · 17.5%
5113008
SMITH, MATTHEW, MICHAEL
Direct Owner · 17.5%
5113004
HORNBY, MARY, TERESA
Direct Owner · 7.5%
5313916
PARZIALE, PAOLO, NMN
Direct Owner · 7.5%
5770429
WITT, WOLF, NMN
Direct Owner · 7.5%
7690660
HELD, RAYMOND, LEONARD
Direct Owner · 7.5%
4337952
TUBIANA, JONATHAN, CLEMENT
Executive Officer · 2.5%
7854460