SourcingSourcing

RUNDE & CO. LLC

A65
CRD 106383·SEC 801-78804·SEATTLE, WA
AUM
$209.5M
$100M-$500M
Est. Revenue
$2.1M
@ 1% on AUM
Est. EBITDA
$628K
@ 30% margin
Est. Deal Value
$5.0M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
RUNDE & CO. LLC
CRD
106383
SEC file #
801-78804
EIN
—
DBA names
—

Economics

AUM
$209.5M
AUM band
$100M-$500M
AUM trajectory
'20'26
$154.0M → $209.5M▲ +36%
Client mix
Individuals High Net Worth44

Operations

Employees (total)
2
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'20'26
2 advisors → 2 advisors▬ 0%
Primary office
SEATTLE WA
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — businesses
Fee basis
% of AUM

Filings

Latest ADV filing
03/24/2026
ADV-W filed at
—
Website
rundeinvestmentmanagement.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
RUNDE, ELIZABETH, GILBERTANDERSON
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
RUNDE, ELIZABETH, GILBERTANDERSON
RUNDE, KEVIN, CASEY
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
RUNDEINVESTMENTMANAGEMENT.COM
Rdap Domain Creation Date
2011-10-13T17:17:01Z
Rdap Firm Age Years
15
Rdap Firm Age Band
10-20y
Rdap Registrar
Tucows Domains Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Charles Schwab6
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-10-13T17:17:01Z
Rdap Domain Last Changed
2026-01-30T17:26:09Z
Rdap Nameservers
Nicole.ns.cloudflare.comRicardo.ns.cloudflare.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer ProhibitedClient Update Prohibited
Top Owner CRD
2319412
Trust Company Affiliate
No

People (2)

2
RUNDE, ELIZABETH, GILBERTANDERSON
IAR · Direct Owner · 62.5%
2319412
RUNDE, KEVIN, CASEY
IAR · Direct Owner · 37.5%
1363779