SourcingSourcing

FINANCIAL COUNSELORS INC

C39
CRD 106398·SEC 801-48195·OVERLAND PARK, KS
AUM
$1.47B
$1B+
Est. Revenue
$14.7M
@ 1% on AUM
Est. EBITDA
$4.4M
@ 30% margin
Est. Deal Value
$35.3M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
FINANCIAL COUNSELORS INC
CRD
106398
SEC file #
801-48195
EIN
431703335
DBA names
Fci Advisors

Economics

AUM
$1.47B
AUM band
$1B+
AUM trajectory
'20'26
$8.61B → $1.47B▼ -83%
Client mix
Individuals Other433
Corporations29
Charitable Organizations19
Individuals High Net Worth16
Pension Profit Sharing Plans10

Operations

Employees (total)
22
Advisory staff (per ADV)
6
Advisory staff (5-yr trend)
'20'26
40 advisors → 6 advisors▼ -85%
Primary office
OVERLAND PARK KS
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — investment companiesPortfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUM

Filings

Latest ADV filing
03/12/2026
ADV-W filed at
—
Website
fciadvisors.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
FCI HOLDING CORPORATION
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
10
Control Persons
FCI HOLDING CORPORATION
BERGMAN, BRADLEY, ANTHONY
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
FCIADVISORS.COM
Rdap Domain Creation Date
1999-05-22T02:48:23Z
Rdap Firm Age Years
27
Rdap Firm Age Band
20+y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
8
Form 5500 Total Compensation
1,004,472
Form 5500 Compensation Trajectory 3y
2026735,473
2025268,999
Form 5500 Plan Count Trajectory 3y
20254
20264
Schedule C Total Compensation
1,004,472
Schedule C Service Provider Rows
8

SEC EDGAR

Edgar Cik
0000949623
Edgar Registered
Yes
Edgar Filing Count
113
Edgar First Filing Date
1999-11-16
Edgar Last Filing Date
2026-05-01
Edgar 13f Count
109
Edgar 13f Latest AUM Estimate
Filing Date2026-05-01
Accession0000949623-26-000005

Compliance & brand

Firm Registration Status
active

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
8
Bc Firm IAR Count
8
Custodian Candidates
Full
E*trade4
Charles Schwab3
Northern Trust2
Edgar Addresses
Mailing
5901 COLLEGE BOULEVARDSUITE 110OVERLAND PARK, KS 66211
Business
5901 COLLEGE BOULEVARDSUITE 110OVERLAND PARK, KS 66211
Edgar EIN
431703335
Edgar Recent Filings
13F-HR2026-05-01 · 0000949623-26-000005
13F-HR2026-02-03 · 0000949623-26-000002
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-05-22T02:48:58Z
Rdap Domain Last Changed
2024-05-22T11:20:13Z
Rdap Nameservers
Ns1.g02.cfdns.netNs2.g02.cfdns.bizNs3.g02.cfdns.infoNs4.g02.cfdns.co.uk
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Trust Company Affiliate
No

People (15)

15
BERGMAN, BRADLEY, ANTHONY
IAR · Executive Officer · 2.5%
4356580
KOEHLER, WILLIAM, EDWARD
IAR · Executive Officer · 2.5%
2728319
THOMAS W BUTCH
Executive Officer · 2.5%
2585957
HAGEMANN, ALFRED, CARL
Executive Officer · 2.5%
4743343
JOHNSON, TIMOTHY, ANDREW
Executive Officer · 2.5%
6908460
PERRY, STACEY, DEAN
Executive Officer · 2.5%
6553126
SCHAFF, AMY, LYN
Executive Officer · 2.5%
5116667
SPRONG, BRADLEY, NIXON
Executive Officer · 2.5%
6020140
YOST, DAVID, BRENT
Executive Officer · 2.5%
4345287
JEFFREY ALAN WHITE
IAR
1365038
JAMES FRANCIS BRAUNSDORF
IAR
5392924
GARY BRUCE CLOUD
IAR
1106183
JONATHAN BLAINE LEWIS
IAR
1632160
PETER GORDON GREIG
IAR
1995041
Anthony M Rutledge
IAR
6767094