SourcingSourcing

FAIRFIELD FINANCIAL ADVISORS LTD

B64
CRD 106408·SEC 801-44279·WELLESLEY, MA
AUM
$333.2M
$100M-$500M
Est. Revenue
$3.3M
@ 1% on AUM
Est. EBITDA
$1000K
@ 30% margin
Est. Deal Value
$8.0M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
FAIRFIELD FINANCIAL ADVISORS LTD
CRD
106408
SEC file #
801-44279
EIN
043177016
DBA names
Fairfield Financial Advisors

Economics

AUM
$333.2M
AUM band
$100M-$500M
AUM trajectory
'20'26
$174.7M → $333.2M▲ +91%
Client mix
Individuals High Net Worth70
Individuals Other68
Pension Profit Sharing Plans9

Operations

Employees (total)
4
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'20'26
5 advisors → 4 advisors▼ -20%
Primary office
WELLESLEY MA
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUM

Filings

Latest ADV filing
03/23/2026
ADV-W filed at
—
Website
fairfieldfinadvisors.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
KING, JANE, VIRGINIA
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
KING, JANE, VIRGINIA
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
FAIRFIELDFINADVISORS.COM
Rdap Domain Creation Date
1999-03-23T05:00:00Z
Rdap Firm Age Years
27
Rdap Firm Age Band
20+y
Rdap Registrar
easyDNS Technologies Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002033232
Edgar Registered
Yes
Edgar Filing Count
18
Edgar First Filing Date
2024-08-09
Edgar Last Filing Date
2026-04-27
Edgar 13f Count
16
Edgar 13f Latest AUM Estimate
Filing Date2026-04-27
Accession0002033232-26-000004

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
20 WILLIAM STWELLESLEY, MA 02481
Business
20 WILLIAM STWELLESLEY, MA 02481
Edgar EIN
043177016
Edgar Recent Filings
13F-HR2026-04-27 · 0002033232-26-000004
13F-HR2026-02-02 · 0002033232-26-000002
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-03-23T04:00:00Z
Rdap Domain Last Changed
2024-01-03T22:53:14Z
Rdap Nameservers
Dns1.easydns.comDns2.easydns.netDns3.easydns.ca
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer ProhibitedClient Update Prohibited
Top Owner CRD
269934
Trust Company Affiliate
No

People (2)

2
KING, JANE, VIRGINIA
IAR · Direct Owner · 87.5%
269934
CAROLINE KING HEDGES
IAR
5022420