SourcingSourcing

CHARTER RESEARCH & INVESTMENT GROUP INC

B60
CRD 106452·SEC 801-37458·SOUTHPORT, CT
AUM
$275.1M
$100M-$500M
Est. Revenue
$2.8M
@ 1% on AUM
Est. EBITDA
$825K
@ 30% margin
Est. Deal Value
$6.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
CHARTER RESEARCH & INVESTMENT GROUP INC
CRD
106452
SEC file #
801-37458
EIN
—
DBA names
—

Economics

AUM
$275.1M
AUM band
$100M-$500M
AUM trajectory
'20'26
$191.0M → $275.1M▲ +44%
Client mix
Individuals Other83
Individuals High Net Worth75

Operations

Employees (total)
3
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'20'26
4 advisors → 3 advisors▼ -25%
Primary office
SOUTHPORT CT
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
03/30/2026
ADV-W filed at
—
Website
charterinvestmentgroup.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
CLARK, PATRICK, JOHN
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
CLARK, PATRICK, JOHN
GRENNAN, MICHAEL, JAMES
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
CHARTERINVESTMENTGROUP.COM
Rdap Domain Creation Date
2007-06-07T21:40:33Z
Rdap Firm Age Years
19
Rdap Firm Age Band
10-20y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (15)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
4
Bc Firm IAR Count
4
Custodian Candidates
Full
Charles Schwab6
E*trade4
Fee Schedule
Bracket I66
Bracket Iv13
Bracket Xi11
Bracket Vi6
Bracket Iii2
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2034-06-07T21:40:33Z
Rdap Domain Last Changed
2024-06-07T22:06:59Z
Rdap Nameservers
Journey.ns.cloudflare.comRayden.ns.cloudflare.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
2682402
Trust Company Affiliate
No

People (4)

4
CLARK, PATRICK, JOHN
IAR · Direct Owner · 87.5%
2682402
GRENNAN, MICHAEL, JAMES
IAR · Executive Officer · 2.5%
2326213
WILLIAM HINCHLIFFE DUNN
IAR
4670712
PAULA MASTRONI LUCIANI
IAR
1705680