SourcingSourcing

HAYEK KALLEN INVESTMENT MANAGEMENT L.L.C.

C49
CRD 106454·SEC 801-23973·FAIRHOPE, AL
AUM
$424.4M
$100M-$500M
Est. Revenue
$4.2M
@ 1% on AUM
Est. EBITDA
$1.3M
@ 30% margin
Est. Deal Value
$10.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
HAYEK KALLEN INVESTMENT MANAGEMENT L.L.C.
CRD
106454
SEC file #
801-23973
EIN
—
DBA names
—

Economics

AUM
$424.4M
AUM band
$100M-$500M
AUM trajectory
'20'26
$285.7M → $424.4M▲ +49%
Client mix
Individuals Other179
Individuals High Net Worth21

Operations

Employees (total)
3
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'20'26
1 advisors → 1 advisors▬ 0%
Primary office
FAIRHOPE AL
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — pooled vehicles
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/27/2026
ADV-W filed at
—
Website
m.facebook.com/hayekkalleninvestmentmanagementllc(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
KALLEN, ERIC, OAKS
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
KALLEN, ERIC, OAKS
ALLISON, MARGARET, S
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:hayekkallen.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
1
Form 5500 Total Compensation
11,794
Form 5500 Compensation Trajectory 3y
202511,794
Form 5500 Plan Count Trajectory 3y
20251
Schedule C Total Compensation
11,794
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (9)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Charles Schwab8
Fidelity4
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Top Owner CRD
2719419
Trust Company Affiliate
No

People (3)

3
KALLEN, ERIC, OAKS
IAR · Direct Owner · 87.5%
2719419
ALLISON, MARGARET, S
Executive Officer · 2.5%
4953581
Alexander Theo Theodore
IAR
7155662