SourcingSourcing

BMO ASSET MANAGEMENT CORP.

C37
CRD 106466·SEC 801-35533·CHICAGO, IL
AUM
$6.18B
$1B+
Est. Revenue
$61.8M
@ 1% on AUM
Est. EBITDA
$18.5M
@ 30% margin
Est. Deal Value
$148.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
BMO ASSET MANAGEMENT CORP.
CRD
106466
SEC file #
801-35533
EIN
000000000
DBA names
—

Economics

AUM
$6.18B
AUM band
$1B+
AUM trajectory
'20'26
$36.83B → $6.18B▼ -83%
Client mix
Pooled Investment Vehicles16

Operations

Employees (total)
5
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'20'26
38 advisors → 4 advisors▼ -89%
Primary office
CHICAGO IL
Branches
—

Custodian & Brokerage

Primary custodian
U.S. Banklow confidence
Services offered
Portfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
04/24/2026
ADV-W filed at
—
Website
—

Compliance

Disclosures (firm)
5
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
BMO FINANCIAL CORP.
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
7
Control Persons
BMO FINANCIAL CORP.
FOLIAS, DEAN, ALLAN
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
1
Form 5500 Total Compensation
174,820
Form 5500 Compensation Trajectory 3y
2026174,820
Form 5500 Plan Count Trajectory 3y
20261
Schedule C Total Compensation
174,820
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Cik
0001903931
Edgar Registered
Yes
Edgar Filing Count
5
Edgar First Filing Date
2022-01-12
Edgar Last Filing Date
2026-01-14
Edgar Form D Count
5
Edgar Form D Offerings
2026-01-142026-01-14 · 0001903931-26-000001
2025-01-102025-01-10 · 0001903931-25-000001

Compliance & brand

Firm Registration Status
active

All other collected signals (11)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
1
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
U.s. Bank25
State Street20
Northern Trust12
E*trade4
Bny Mellon2
Edgar Addresses
Mailing
115 SOUTH LASALLE STREET11TH FLOORCHICAGO, IL 60603
Business
115 SOUTH LASALLE STREET11TH FLOORCHICAGO, IL 60603
Edgar EIN
000000000
Edgar Recent Filings
D/A2026-01-14 · 0001903931-26-000001
D/A2025-01-10 · 0001903931-25-000001
Firm Has Custody
No
Mailing Office Differs
No
Trust Company Affiliate
Yes

People (6)

6
FOLIAS, DEAN, ALLAN
IAR · Executive Officer · 2.5%
3128644
THOMAS ANTHONY FONTE
Executive Officer · 2.5%
1495206
ASIM MANDHAI
Executive Officer · 2.5%
4582333
MIRANDA, MICHAEL, ARTHUR
Executive Officer · 2.5%
5314573
Rooney, Sean
Executive Officer · 2.5%
8166605
Weitzman, Patricia, Beth
Executive Officer · 2.5%
7836252