SourcingSourcing

GALLIARD CAPITAL MANAGEMENT, LLC

C42
CRD 106487·SEC 801-49780·MINNEAPOLIS, MN
AUM
$80.27B
$1B+
Est. Revenue
$802.7M
@ 1% on AUM
Est. EBITDA
$240.8M
@ 30% margin
Est. Deal Value
$1.93B
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
GALLIARD CAPITAL MANAGEMENT, LLC
CRD
106487
SEC file #
801-49780
EIN
000000000
DBA names
Galliard Capital Management

Economics

AUM
$80.27B
AUM band
$1B+
AUM trajectory
'20'26
$91.89B → $80.27B▼ -13%
Client mix
Pension Profit Sharing Plans104
State Or Municipal Govt47
Charitable Organizations15
Other10
Pooled Investment Vehicles4

Operations

Employees (total)
89
Advisory staff (per ADV)
20
Advisory staff (5-yr trend)
'20'26
39 advisors → 20 advisors▼ -49%
Primary office
MINNEAPOLIS MN
Branches
—

Custodian & Brokerage

Primary custodian
State Streetlow confidence
Services offered
Portfolio mgmt — investment companiesPortfolio mgmt — pooled vehiclesPortfolio mgmt — businessesSelection of other advisers
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
03/20/2026
ADV-W filed at
—
Website
linkedin.com/company/galliard-capital-management(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
ALLSPRING GLOBAL INVESTMENTS
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
5
Control Persons
ALLSPRING GLOBAL INVESTMENTS
MIRZA, AJAY, (NMN)
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:galliard.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
18
Form 5500 Total Compensation
6,912,035
Form 5500 Compensation Trajectory 3y
20256,758,370
2026153,665
Form 5500 Plan Count Trajectory 3y
202516
20262
Schedule C Total Compensation
6,912,035
Schedule C Service Provider Rows
18

SEC EDGAR

Edgar Cik
0001987883
Edgar Registered
Yes
Edgar Filing Count
4
Edgar First Filing Date
2023-08-08
Edgar Last Filing Date
2025-07-24
Edgar Form D Count
4
Edgar Form D Offerings
2025-07-242025-07-24 · 0000898432-25-000512
2024-12-192024-12-19 · 0000898432-24-001032

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
State Street18
E*trade4
Bny Mellon2
Edgar Addresses
Mailing
800 LASALLE AVENUESUITE 1400MINNEAPOLIS, MN 55402
Business
800 LASALLE AVENUESUITE 1400MINNEAPOLIS, MN 55402
Edgar EIN
000000000
Edgar Recent Filings
D/A2025-07-24 · 0000898432-25-000512
D/A2024-12-19 · 0000898432-24-001032
Fee Schedule
Bracket Xii69
Bracket Iii15
Bracket Vi9
Bracket X4
Bracket Xi2
Firm Has Custody
Yes
Mailing Office Differs
No
Trust Company Affiliate
Yes

People (4)

4
MIRZA, AJAY, (NMN)
Executive Officer · 2.5%
2569763
NORMAN, MICHAEL, DAVID
Executive Officer · 2.5%
2843681
SQUIRE, SALLIE, CLEMENTS
Executive Officer · 2.5%
2932918
STUEVE, AMY, CHRISTINE
Executive Officer · 2.5%
4863173