SourcingSourcing

OPUS CAPITAL GROUP, LLC

C40
CRD 106528·SEC 801-51533·CINCINNATI, OH
AUM
$1.51B
$1B+
Est. Revenue
$15.1M
@ 1% on AUM
Est. EBITDA
$4.5M
@ 30% margin
Est. Deal Value
$36.3M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
OPUS CAPITAL GROUP, LLC
CRD
106528
SEC file #
801-51533
EIN
204857214
DBA names
Opus Capital Management

Economics

AUM
$1.51B
AUM band
$1B+
AUM trajectory
'20'26
$630.7M → $1.51B▲ +140%
Client mix
Individuals High Net Worth259
Individuals Other156
Pension Profit Sharing Plans7
Charitable Organizations6
Corporations2

Operations

Employees (total)
7
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'20'26
3 advisors → 3 advisors▬ 0%
Primary office
CINCINNATI OH
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consultingSelection of other advisers
Fee basis
% of AUM

Filings

Latest ADV filing
03/27/2026
ADV-W filed at
—
Website
opus.capital

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
OPUS CAPITAL MANAGEMENT, INC.
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
5
Control Persons
OPUS CAPITAL MANAGEMENT, INC.
BISHOP, NATHAN, ANDREW
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
opus.capital
Rdap Domain Creation Date
2015-01-07T14:56:15.62Z
Rdap Firm Age Years
11
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
3
Form 5500 Total Compensation
101,123
Form 5500 Compensation Trajectory 3y
2025101,123
Form 5500 Plan Count Trajectory 3y
20253
Schedule C Total Compensation
101,123
Schedule C Service Provider Rows
3

SEC EDGAR

Edgar Cik
0001330325
Edgar Registered
Yes
Edgar Filing Count
150
Edgar First Filing Date
2005-06-16
Edgar Last Filing Date
2026-04-30
Edgar 13f Count
86
Edgar 13f Latest AUM Estimate
Filing Date2026-04-30
Accession0001330325-26-000004
Edgar Former Names
Opus Capital Management, Inc.
OPUS CAPITAL MANAGEMENT, INC.

Compliance & brand

Firm Registration Status
active

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
221 EAST FOURTH STREETSUITE 2850CINCINNATI, OH 45202
Business
221 EAST FOURTH STREETSUITE 2850CINCINNATI, OH 45202
Edgar EIN
204857214
Edgar Recent Filings
13F-HR2026-04-30 · 0001330325-26-000004
13F-HR2026-01-30 · 0001330325-26-000003
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-01-07T14:56:15.62Z
Rdap Domain Last Changed
2026-02-21T14:56:28.797Z
Rdap Nameservers
Pdns05.domaincontrol.comPdns06.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Trust Company Affiliate
No

People (4)

4
BAILEY, NATHAN, MICHAEL
IAR · Executive Officer · 2.5%
6053524
WHELAN, KEVIN, PATRICK
IAR · Executive Officer · 2.5%
4501631
BISHOP, NATHAN, ANDREW
IAR · Executive Officer · 2.5%
5594136
CONDREN, JOSEPH, PATRICK
Executive Officer · 2.5%
4252011