SourcingSourcing

TCW INVESTMENT MANAGEMENT COMPANY LLC

C43
CRD 106546·SEC 801-29075·LOS ANGELES, CA
AUM
$38.82B
$1B+
Est. Revenue
$388.2M
@ 1% on AUM
Est. EBITDA
$116.5M
@ 30% margin
Est. Deal Value
$931.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
TCW INVESTMENT MANAGEMENT COMPANY LLC
CRD
106546
SEC file #
801-29075
EIN
—
DBA names
—

Economics

AUM
$38.82B
AUM band
$1B+
AUM trajectory
'20'26
$33.94B → $38.82B▲ +14%
Client mix
Individuals Other4,748
Corporations71
Charitable Organizations48
Pension Profit Sharing Plans40
Individuals High Net Worth15

Operations

Employees (total)
405
Advisory staff (per ADV)
114
Advisory staff (5-yr trend)
'20'26
164 advisors → 114 advisors▼ -30%
Primary office
LOS ANGELES CA
Branches
—

Custodian & Brokerage

Primary custodian
JPMorganlow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — investment companiesPortfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/27/2026
ADV-W filed at
—
Website
x.com/tcwgroup

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
THE TCW GROUP, INC.
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
8
Control Persons
THE TCW GROUP, INC.
BOWDEN, ANDREW, JOHN
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:tcw.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
4
Form 5500 Total Compensation
2,002,441
Form 5500 Compensation Trajectory 3y
20252,002,441
Form 5500 Plan Count Trajectory 3y
20254
Schedule C Total Compensation
2,002,441
Schedule C Service Provider Rows
4

SEC EDGAR

Edgar Cik
0000850401
Edgar Registered
Yes
Edgar Filing Count
1,011
Edgar First Filing Date
2002-02-13
Edgar Last Filing Date
2026-05-19
Edgar 13f Count
108
Edgar 13f Latest AUM Estimate
Filing Date2026-05-14
Accession0000850401-26-000006
Edgar Sic Description
Real Estate Investment Trusts

Compliance & brand

Firm Registration Status
active

All other collected signals (11)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
50
Bc Firm Active IA Count
1
Bc Firm IAR Count
50
Custodian Candidates
Full
Jpmorgan4
E*trade4
Charles Schwab3
Fidelity3
Raymond James3
Edgar Addresses
Mailing
515 SOUTH FLOWER STREETLOS ANGELES, CA 90071
Business
515 SOUTH FLOWER STREETLOS ANGELES, CA 90071
Edgar Recent Filings
32026-05-19 · 0001104659-26-063399
SCHEDULE 13G2026-05-19 · 0001104659-26-063394
Edgar Sic
6798
Firm Has Custody
No
Mailing Office Differs
No
Trust Company Affiliate
Yes

People (8)

8
BOWDEN, ANDREW, JOHN
Executive Officer · 2.5%
2480645
Jones, Kathryn, Lynn
Executive Officer · 2.5%
6768341
KOCH, KATHRYN, AGNES
Executive Officer · 2.5%
4561711
KUNG, JESSICA, H
Executive Officer · 2.5%
4833819
STERN, MARC, IRWIN
Executive Officer · 2.5%
4335929
STOLFI, MELISSA, LYNN
Executive Officer · 2.5%
4975592
VILLA, RICHARD, MANUEL
Executive Officer · 2.5%
5586600
MARK ANTHONY ROMANO
IAR
1566368