SourcingSourcing

FAYEZ SAROFIM & CO., LLC

C32
CRD 106584·SEC 801-1725·HOUSTON, TX
AUM
$35.07B
$1B+
Est. Revenue
$350.7M
@ 1% on AUM
Est. EBITDA
$105.2M
@ 30% margin
Est. Deal Value
$841.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
FAYEZ SAROFIM & CO., LLC
CRD
106584
SEC file #
801-1725
EIN
—
DBA names
Fayez Sarofim & Co.

Economics

AUM
$35.07B
AUM band
$1B+
AUM trajectory
'20'26
$22.01B → $35.07B▲ +59%
Client mix
Individuals Other2,465
Individuals High Net Worth274
Corporations129
Charitable Organizations109
Pension Profit Sharing Plans10

Operations

Employees (total)
54
Advisory staff (per ADV)
22
Advisory staff (5-yr trend)
'20'26
18 advisors → 22 advisors▲ +22%
Primary office
HOUSTON TX
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — investment companiesPortfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUM

Filings

Latest ADV filing
03/20/2026
ADV-W filed at
—
Website
sarofim.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
THE SAROFIM GROUP, LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
9
Control Persons
THE SAROFIM GROUP, LLC
LEE, JR., WILLIAM, GENTRY
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
SAROFIM.COM
Rdap Domain Creation Date
1995-05-19T04:00:00Z
Rdap Firm Age Years
31
Rdap Firm Age Band
20+y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
5
Form 5500 Total Participants
138
Form 5500 Total Compensation
150,205
Form 5500 Compensation Trajectory 3y
2025122,221
202627,984
20240
Form 5500 Plan Count Trajectory 3y
20253
20241
20261
Schedule C Total Compensation
150,205
Schedule C Service Provider Rows
5

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
16
Bc Firm IAR Count
16
Custodian Candidates
Full
Charles Schwab5
E*trade4
Fidelity2
Jpmorgan2
Pershing1
Fee Schedule
Bracket I92
Bracket Vi3
Bracket Xii3
Bracket Xi2
Bracket Ii0
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2031-05-20T04:00:00Z
Rdap Domain Last Changed
2026-03-21T06:33:29Z
Rdap Nameservers
Ns81.worldnic.comNs82.worldnic.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Trust Company Affiliate
No

People (20)

20
WHITE, RAYE, GILLIS
IAR · Executive Officer · 2.5%
1124375
LEE, JR., WILLIAM, GENTRY
IAR · Executive Officer · 2.5%
4558092
CHRISTENSEN, ALAN, ROBERT
IAR · Executive Officer · 2.5%
5404108
SAROFIM, CHRISTOPHER, BINYON
IAR · Executive Officer · 2.5%
2790832
COLUCCI, JOHN
Executive Officer · 2.5%
1972789
Gibbons, Michele, Lew
Executive Officer · 2.5%
7530043
HANNA, WILLIAM, DAVID
Executive Officer · 2.5%
6317237
ROBISON, ALEXANDER, CHASE
Executive Officer · 2.5%
6187335
CRAIN, CATHERINE, PADDOCK
IAR
1987390
REYNALDO (NMN) REZA
IAR
2794248
ALDER, DOUGLAS, KENNETH
IAR
5404067
ANDREW P ZICCARDI
IAR
4808504
VERNON SCOTT PERRY
IAR
2633273
SEARLS, DAVID, T
IAR
4635863
Hengzhe Joseph Li
IAR
8077277
NICHOLAS JOSEPH ZDEBLICK
IAR
3254809
ALTENAU, MATTHEW, MICHAEL
IAR
4016586
DICK, SAMUEL, EDWARD CODY
IAR
4612694
DANIEL PATRICK CONNALLY
IAR
4982932
ANTHONY JOHN GRACELY
IAR
4563728