SourcingSourcing

CYPRESS ASSET MANAGEMENT INC

B54
CRD 106593·SEC 801-51814·HOUSTON, TX
AUM
$455.8M
$100M-$500M
Est. Revenue
$4.6M
@ 1% on AUM
Est. EBITDA
$1.4M
@ 30% margin
Est. Deal Value
$10.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
CYPRESS ASSET MANAGEMENT INC
CRD
106593
SEC file #
801-51814
EIN
760496098
DBA names
—

Economics

AUM
$455.8M
AUM band
$100M-$500M
AUM trajectory
'20'26
$294.8M → $455.8M▲ +55%
Client mix
Individuals High Net Worth59
Individuals Other12
Corporations9
Charitable Organizations7

Operations

Employees (total)
5
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'20'26
3 advisors → 3 advisors▬ 0%
Primary office
HOUSTON TX
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — businesses
Fee basis
% of AUM

Filings

Latest ADV filing
04/01/2026
ADV-W filed at
—
Website
cypressasset.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
GARWOOD, WILLIAM
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
GARWOOD, WILLIAM
LEE, FRANK, P.
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
CYPRESSASSET.COM
Rdap Domain Creation Date
1997-05-30T04:00:00Z
Rdap Firm Age Years
29
Rdap Firm Age Band
20+y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001030618
Edgar Registered
Yes
Edgar Filing Count
109
Edgar First Filing Date
1999-09-29
Edgar Last Filing Date
2026-01-29
Edgar 13f Count
109
Edgar 13f Latest AUM Estimate
Filing Date2026-01-29
Accession0001030618-26-000001

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
Charles Schwab6
E*trade4
Northern Trust2
Edgar Addresses
Mailing
4550 POST OAK PLACE DRIVESUITE 317HOUSTON, TX 77027
Business
4550 POST OAK PLACE DRIVESUITE 317HOUSTON, TX 77027
Edgar EIN
760496098
Edgar Recent Filings
13F-HR2026-01-29 · 0001030618-26-000001
13F-HR2025-11-12 · 0001030618-25-000002
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-05-29T04:00:00Z
Rdap Domain Last Changed
2024-04-01T05:59:33Z
Rdap Nameservers
Ns7.worldnic.comNs8.worldnic.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
2176730
Trust Company Affiliate
No

People (4)

4
LEE, FRANK, P.
IAR · Direct Owner · 62.5%
2176742
GARWOOD, WILLIAM
IAR · Direct Owner · 62.5%
2176730
Melloy, Jeff
Executive Officer · 2.5%
7530076
WILLIAM LOCKHART GARWOOD
IAR
6120706