SourcingSourcing

ABENS FINANCIAL SERVICES INC

B62
CRD 106604·SEC 801-135938·EDINA, MN
AUM
$120.1M
$100M-$500M
Est. Revenue
$1.2M
@ 1% on AUM
Est. EBITDA
$360K
@ 30% margin
Est. Deal Value
$2.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
ABENS FINANCIAL SERVICES INC
CRD
106604
SEC file #
801-135938
EIN
—
DBA names
—

Economics

AUM
$120.1M
AUM band
$100M-$500M
AUM trajectory
—
Client mix
Individuals Other52
Individuals High Net Worth41
Charitable Organizations5

Operations

Employees (total)
3
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
—
Primary office
EDINA MN
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsOther Advisory Services
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/23/2026
ADV-W filed at
—
Website
abens.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
ABENS, ARNOLD, DEAN
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
ABENS, ARNOLD, DEAN
ABENS, JENNIFER, L
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
ABENS.COM
Rdap Domain Creation Date
1996-06-27T04:00:00Z
Rdap Firm Age Years
30
Rdap Firm Age Band
20+y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
Charles Schwab6
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2028-06-26T04:00:00Z
Rdap Domain Last Changed
2025-04-27T06:32:15Z
Rdap Nameservers
Ns21.worldnic.comNs22.worldnic.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
1506077
Trust Company Affiliate
No

People (4)

4
ABENS, ARNOLD, DEAN
IAR · Direct Owner · 62.5%
1506077
ABENS, JENNIFER, L
Direct Owner · 62.5%
2418702
ABENS, TYLER, CHRISTIAN
IAR · Executive Officer · 2.5%
6049600
EMILY MARGARET Hokanson
IAR
6443564