SPARROW CAPITAL MANAGEMENT INC

A72
CRD 106616·SEC 801-42906·ST. LOUIS, MO
AUM
$113.3M
$100M-$500M
Est. Revenue
$1.1M
@ 1% on AUM
Est. EBITDA
$340K
@ 30% margin
Est. Deal Value
$2.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
SPARROW CAPITAL MANAGEMENT INC
CRD
106616
SEC file #
801-42906
EIN
431622424
DBA names

Economics

AUM
$113.3M
AUM band
$100M-$500M
AUM trajectory
'20'26
$123.4M → $113.3M▼ -8%
Client mix
Individuals Other44
Individuals High Net Worth10
Investment Companies1
Pooled Investment Vehicles1
Pension Profit Sharing Plans1

Operations

Employees (total)
2
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'20'26
1 advisors → 1 advisors▬ 0%
Primary office
ST. LOUIS MO
Branches

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — investment companiesPortfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/18/2026
ADV-W filed at

Compliance

Disclosures (firm)
0
Trademark
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
SPARROW, GERALD, RICHARD
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
SPARROW, GERALD, RICHARD
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
SPARROWCAPITAL.COM
Rdap Domain Creation Date
2000-10-10T18:58:04Z
Rdap Firm Age Years
26
Rdap Firm Age Band
20+y
Rdap Registrar
eNom, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001103068
Edgar Registered
Yes
Edgar Filing Count
13
Edgar First Filing Date
2000-01-28
Edgar Last Filing Date
2003-02-21
Edgar 13f Count
13
Edgar 13f Latest AUM Estimate
Filing Date2003-02-21
Accession0001103068-03-000001

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
Charles Schwab6
E*trade4
Wells Fargo1
Edgar Addresses
Mailing
225 S MERAMECSTE 732TST LOUIS, MO 63105
Business
225 S MERAMECSTE 732TST LOUIS, MO 63105
Edgar EIN
431622424
Edgar Recent Filings
13F-HR2003-02-21 · 0001103068-03-000001
13F-HR2002-10-29 · 0001103068-02-000004
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-10-10T18:58:04Z
Rdap Domain Last Changed
2025-09-11T06:25:01Z
Rdap Nameservers
Dns1.name-services.comDns2.name-services.comDns3.name-services.comDns4.name-services.com
Rdap Secure Dns Enabled
No
Rdap Status
Active
Top Owner CRD
1739231
Trust Company Affiliate
No