SourcingSourcing

M.Z. KARK & ASSOCIATES, INC

C49
CRD 106627·SEC 801-23074·DENVER, CO
AUM
$369.6M
$100M-$500M
Est. Revenue
$3.7M
@ 1% on AUM
Est. EBITDA
$1.1M
@ 30% margin
Est. Deal Value
$8.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
M.Z. KARK & ASSOCIATES, INC
CRD
106627
SEC file #
801-23074
EIN
—
DBA names
—

Economics

AUM
$369.6M
AUM band
$100M-$500M
AUM trajectory
'20'26
$188.0M → $369.6M▲ +97%
Client mix
Individuals High Net Worth94
Individuals Other71
Corporations1

Operations

Employees (total)
4
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'20'26
3 advisors → 2 advisors▼ -33%
Primary office
DENVER CO
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Portfolio mgmt — individualsSelection of other advisersOther Advisory Services
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
03/19/2026
ADV-W filed at
—
Website
mzkark.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
KARK, ANDREW, MICHAEL
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
KARK, ANDREW, MICHAEL
BLANCO, ARMANDO
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
MZKARK.COM
Rdap Domain Creation Date
2001-09-24T19:58:09Z
Rdap Firm Age Years
25
Rdap Firm Age Band
20+y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
Charles Schwab6
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2029-09-24T19:58:09Z
Rdap Domain Last Changed
2024-07-26T06:57:13Z
Rdap Nameservers
Ns19.worldnic.comNs20.worldnic.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
4366158
Trust Company Affiliate
No

People (3)

3
KARK, ANDREW, MICHAEL
IAR · Direct Owner · 87.5%
4366158
BLANCO, ARMANDO
Direct Owner · 7.5%
5118632
NELSON, COURTNEY, LEA
Executive Officer · 2.5%
5989524