SourcingSourcing

PUTNAM INVESTMENT MANAGEMENT, LLC

C34
CRD 106629·SEC 801-7974·BOSTON, MA
AUM
$117.24B
$1B+
Est. Revenue
$1.17B
@ 1% on AUM
Est. EBITDA
$351.7M
@ 30% margin
Est. Deal Value
$2.81B
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
PUTNAM INVESTMENT MANAGEMENT, LLC
CRD
106629
SEC file #
801-7974
EIN
—
DBA names
—

Economics

AUM
$117.24B
AUM band
$1B+
AUM trajectory
'20'26
$88.63B → $117.24B▲ +32%
Client mix
Individuals Other16,168
Corporations87
Investment Companies63
Pension Profit Sharing Plans39
Other Investment Advisers25

Operations

Employees (total)
139
Advisory staff (per ADV)
72
Advisory staff (5-yr trend)
'20'26
218 advisors → 72 advisors▼ -67%
Primary office
BOSTON MA
Branches
—

Custodian & Brokerage

Primary custodian
Raymond Jameslow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — investment companiesPortfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
02/03/2026
ADV-W filed at
—
Website
putnam.com

Compliance

Disclosures (firm)
4
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
PUTNAM U.S. HOLDINGS I, LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
9
Control Persons
PUTNAM U.S. HOLDINGS I, LLC
CLARK, JAMES, F.
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
PUTNAM.COM
Rdap Domain Creation Date
1994-09-07T04:00:00Z
Rdap Firm Age Years
32
Rdap Firm Age Band
20+y
Rdap Registrar
CSC Corporate Domains, Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
2
Form 5500 Compensation Trajectory 3y
20250
20260
Form 5500 Plan Count Trajectory 3y
20251
20261
Schedule C Service Provider Rows
2

SEC EDGAR

Edgar Cik
0000038777
Edgar Registered
Yes
Edgar Filing Count
1,002
Edgar First Filing Date
2020-02-12
Edgar Last Filing Date
2026-05-14
Edgar 13f Count
28
Edgar 13f Latest AUM Estimate
Filing Date2026-05-13
Accession0000038777-26-000124
Edgar Xbrl Assets Latest
Value Usd32,368,300,000
Fiscal Year End2025-09-30
Edgar Xbrl Revenue Latest
Value Usd5,774,500,000
Fiscal Year End2019-09-30
ConceptRevenues
Edgar Sic Description
Investment Advice

Compliance & brand

Firm Registration Status
active

All other collected signals (18)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
50
Bc Firm Active IA Count
50
Bc Firm IAR Count
50
Custodian Candidates
Full
Raymond James12
Morgan Stanley5
E*trade4
Lpl Financial2
Fidelity1
Edgar Addresses
Mailing
ONE FRANKLIN PARKWAYSAN MATEO, CA 94403
Business
ONE FRANKLIN PARKWAYBUILDING 920/2, LEGAL-FRI SECRETARYSAN MATEO, CA 94403
Edgar EIN
132670991
Edgar Recent Filings
SCHEDULE 13D/A2026-05-14 · 0000038777-26-000150
SCHEDULE 13D2026-05-14 · 0000038777-26-000149
Edgar Sic
6282
Fee Schedule
Bracket I91
Bracket X7
Bracket Xi2
Bracket Ii0
Bracket Iii0
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-09-06T04:00:00Z
Rdap Domain Last Changed
2026-04-09T17:44:40Z
Rdap Nameservers
Dexter.ns.cloudflare.comDiva.ns.cloudflare.com
Rdap Secure Dns Enabled
Yes
Rdap Status
Client Transfer ProhibitedServer Delete ProhibitedServer Transfer ProhibitedServer Update Prohibited
Trust Company Affiliate
Yes

People (58)

58
CLARK, JAMES, F.
Executive Officer · 2.5%
6607431
DESAI, SONAL
Executive Officer · 2.5%
7070945
Meyers, Thomas, Alan
Executive Officer · 2.5%
1912302
OSHITA, LINDSEY
Executive Officer · 2.5%
7183188
PERKINS, RICHARD, SHEPHERD
Executive Officer · 2.5%
2446072
PETRYK, ADAM, JAY
Executive Officer · 2.5%
7020834
AVIGDOR, LEEOR, PAUL
Executive Officer · 2.5%
4702532
MERCHANT, THOMAS, CLIFTON
Executive Officer · 2.5%
3126886
CAROLINE GRIFFITH EDWARDS
IAR
4889623
CAROLINE LINDSETH STONE
IAR
6105520
JUDITH ANN MINSK
IAR
2581040
JYOTSANA WADERA-SANDHU
IAR
5523708
EMMA Catherine TAMER
IAR
7125262
JONATHAN ARNOLD COOLEY
IAR
2610530
Sara Jane Curtis
IAR
7621518
DANIEL SANTINO DIPIETRO
IAR
4230356
Anna Maeve Deneen
IAR
7448381
CHAD JEREMY KASTNER
IAR
2673457
GREGORY KELLY SHANNAHAN
IAR
1104192
John Armand Metzemaekers
IAR
7578872
PAUL JEFFREY ROCHE
IAR
2535323
LINDSAY TAYLOR LUKACS
IAR
5063397
Evan Robert Russo
IAR
7638900
KELSY MARIE PHINNEY
IAR
4815083
Daniel Bradley Johnson
IAR
7015093
BRYAN ALLEN SCHWARZ
IAR
2412181
JONATHAN MICHAEL SCHREIBER
IAR
5848239
Daniel Michael Fogarty
IAR
6794260
PATRICK THOMAS LAFFIN
IAR
6448998
SEAMUS SWANSON YOUNG
IAR
5634170
JAMES E HALLORAN
IAR
2268723
STACY LYNN ZENGER
IAR
4825525
JOSEPH MICHAEL KEALTY
IAR
4712719
Edward Joseph Brennan
IAR
7639240
CAITLIN G. BAGGEROER
IAR
5885751
MICHAEL ANTHONY GIULIANO
IAR
6560572
Gwen Elizabeth Callinan
IAR
7638902
Dante Michael Baldelli
IAR
7639250
Ryan Patrick Birch
IAR
7580414
Grace Anne McKenna
IAR
7770697
Richard Carl Offenberg
IAR
7770648
ALEXANDRA GRACE DRAGONAS
IAR
6152603
KEVIN R. MONAGHAN
IAR
5984096
JONATHAN CARL SPLAINE
IAR
4854469
ANNE MARIE KINSMAN
IAR
1731945
Vito Joseph Visconti
IAR
7770678
Payton Matthew Klumpp
IAR
7770656
Tyler Matthew Leland
IAR
7770699
Alex Joseph Calabro
IAR
6670100
Megan Lynne Averitt
IAR
6560584
ANGELA T CAGGIANO
IAR
6971004
Michel George Boulos
IAR
5138337
Joel Jacob Stevens
IAR
7396712
Matthew Francis DiTondo
IAR
7396677
Elvis Guerrero Dejesus
IAR
7405925
Abdulai Barry
IAR
7396967
DAVID CHARLES FISCHER
IAR
4815310
Cassandra Elizabeth Cieplik
IAR
6814620