SourcingSourcing

M FINANCIAL INVESTMENT ADVISERS INC

C45
CRD 106648·SEC 801-50553·PORTLAND, OR
AUM
$1.01B
$1B+
Est. Revenue
$10.1M
@ 1% on AUM
Est. EBITDA
$3.0M
@ 30% margin
Est. Deal Value
$24.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
M FINANCIAL INVESTMENT ADVISERS INC
CRD
106648
SEC file #
801-50553
EIN
061439577
DBA names
—

Economics

AUM
$1.01B
AUM band
$1B+
AUM trajectory
'20'26
$579.6M → $1.01B▲ +74%
Client mix
Investment Companies1

Operations

Employees (total)
3
Advisory staff (per ADV)
0
Advisory staff (5-yr trend)
—
Primary office
PORTLAND OR
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — investment companies
Fee basis
% of AUM

Filings

Latest ADV filing
03/20/2026
ADV-W filed at
—
Website
mfin.com/m-funds

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
M FINANCIAL HOLDINGS INCORPORATED
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
8
Control Persons
M FINANCIAL HOLDINGS INCORPORATED
COWEN, MALCOLM, LEE
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
MFIN.COM
Rdap Domain Creation Date
1995-12-22T05:00:00Z
Rdap Firm Age Years
31
Rdap Firm Age Band
20+y
Rdap Registrar
Cloudflare, Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001033427
Edgar Registered
Yes
Edgar Filing Count
626
Edgar First Filing Date
1997-03-20
Edgar Last Filing Date
2026-04-24
Edgar 13f Count
118
Edgar 13f Latest AUM Estimate
Filing Date2026-04-24
Accession0001033427-26-000004

Compliance & brand

Firm Registration Status
active

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
State Street1
Edgar Addresses
Mailing
120 POST ROAD WESTSUITE 201WESTPORT, CT 06880
Business
120 POST ROAD WESTSUITE 201WESTPORT, CT 06880
Edgar EIN
061439577
Edgar Recent Filings
13F-HR2026-04-24 · 0001033427-26-000004
13F-HR2026-01-23 · 0001033427-26-000003
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2030-12-21T05:00:00Z
Rdap Domain Last Changed
2025-11-09T05:09:07Z
Rdap Nameservers
Boyd.ns.cloudflare.comIrma.ns.cloudflare.com
Rdap Secure Dns Enabled
Yes
Rdap Status
Client Transfer Prohibited
Trust Company Affiliate
No

People (7)

7
COWEN, MALCOLM, LEE
Executive Officer · 2.5%
1013493
PHILIP MARK DEBRUYN
Executive Officer · 2.5%
1564714
JAMES DAVID KAPLAN
Executive Officer · 2.5%
1184946
NASH, JAMES, ROBERT
Executive Officer · 2.5%
5203510
OLSON, ROBERT, PATRICK
Executive Officer · 2.5%
2756842
PETERSON, CARL, JAMES
Executive Officer · 2.5%
1773452
LAUREN SANDRA THOMAS
Executive Officer · 2.5%
5301259