SourcingSourcing

THE ELLERSON GROUP INC

A68
CRD 106658·SEC 801-48299·ANNAPOLIS, MD
AUM
$291.2M
$100M-$500M
Est. Revenue
$2.9M
@ 1% on AUM
Est. EBITDA
$874K
@ 30% margin
Est. Deal Value
$7.0M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
THE ELLERSON GROUP INC
CRD
106658
SEC file #
801-48299
EIN
—
DBA names
—

Economics

AUM
$291.2M
AUM band
$100M-$500M
AUM trajectory
'20'26
$137.0M → $291.2M▲ +113%
Client mix
Individuals High Net Worth62
Individuals Other47

Operations

Employees (total)
2
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'20'26
2 advisors → 2 advisors▬ 0%
Primary office
ANNAPOLIS MD
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Financial planningPortfolio mgmt — individualsSelection of other advisers
Fee basis
% of AUMHourly charges

Filings

Latest ADV filing
03/13/2026
ADV-W filed at
—
Website
ellersongroup.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
ELLERSON, JAMES, PATTESON
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
ELLERSON, JAMES, PATTESON
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
ELLERSONGROUP.COM
Rdap Domain Creation Date
2003-07-15T18:06:34Z
Rdap Firm Age Years
23
Rdap Firm Age Band
20+y
Rdap Registrar
Tucows Domains Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-07-15T18:06:34Z
Rdap Domain Last Changed
2025-06-16T04:42:42Z
Rdap Nameservers
Ns1.turbify.comNs2.turbify.com
Rdap Secure Dns Enabled
No
Rdap Status
Active
Top Owner CRD
1105629
Trust Company Affiliate
No

People (2)

2
ELLERSON, JAMES, PATTESON
IAR · Direct Owner · 87.5%
1105629
DAVID EDWARD SHEIMAN
IAR
6205452