SourcingSourcing

GROESBECK INVESTMENT MANAGEMENT CORP

A72
CRD 106679·SEC 801-44798·PARAMUS, NJ
AUM
$54.7M
$25M-$100M
Est. Revenue
$547K
@ 1% on AUM
Est. EBITDA
$164K
@ 30% margin
Est. Deal Value
$1.3M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
GROESBECK INVESTMENT MANAGEMENT CORP
CRD
106679
SEC file #
801-44798
EIN
223241775
DBA names
—

Economics

AUM
$54.7M
AUM band
$25M-$100M
AUM trajectory
'20'26
$133.1M → $54.7M▼ -59%
Client mix
Individuals High Net Worth16
Individuals Other13
Charitable Organizations1

Operations

Employees (total)
1
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'20'26
4 advisors → 1 advisors▼ -75%
Primary office
PARAMUS NJ
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — businesses
Fee basis
% of AUM

Filings

Latest ADV filing
03/24/2026
ADV-W filed at
—
Website
groesbeckim.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
GROESBECK, THEODORE, M
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
GROESBECK, THEODORE, M
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
GROESBECKIM.COM
Rdap Domain Creation Date
2002-05-15T19:08:49Z
Rdap Firm Age Years
24
Rdap Firm Age Band
20+y
Rdap Registrar
Amazon Registrar, Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0000923116
Edgar Registered
Yes
Edgar Filing Count
119
Edgar First Filing Date
1999-05-12
Edgar Last Filing Date
2026-04-22
Edgar 13f Count
119
Edgar 13f Latest AUM Estimate
Filing Date2026-04-22
Accession0000923116-26-000002

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
E*trade4
Morgan Stanley2
Edgar Addresses
Mailing
12 ROUTE 17 NORTHPARAMUS, NJ 07652
Business
12 ROUTE 17 NORTHSUITE 130PARAMUS, NJ 07652
Edgar EIN
223241775
Edgar Recent Filings
13F-HR2026-04-22 · 0000923116-26-000002
13F-HR2026-01-21 · 0000923116-26-000001
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-05-15T19:08:49Z
Rdap Domain Last Changed
2026-05-16T03:53:57Z
Rdap Nameservers
Ns-1440.awsdns-52.orgNs-1876.awsdns-42.co.ukNs-445.awsdns-55.comNs-544.awsdns-04.net
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
2208426
Trust Company Affiliate
No

People (2)

2
GROESBECK, THEODORE, M
IAR · Direct Owner · 87.5%
2208426
ROBERT PAUL GROESBECK
IAR
4360339