SourcingSourcing

IRON FINANCIAL LLC

B59
CRD 106682·SEC 801-46417·NORTHBROOK, IL
AUM
$489.2M
$100M-$500M
Est. Revenue
$4.9M
@ 1% on AUM
Est. EBITDA
$1.5M
@ 30% margin
Est. Deal Value
$11.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
IRON FINANCIAL LLC
CRD
106682
SEC file #
801-46417
EIN
262409128
DBA names
—

Economics

AUM
$489.2M
AUM band
$100M-$500M
AUM trajectory
'20'26
$4.09B → $489.2M▼ -88%
Client mix
Individuals Other124
Individuals High Net Worth108
Corporations13
Pension Profit Sharing Plans1

Operations

Employees (total)
10
Advisory staff (per ADV)
9
Advisory staff (5-yr trend)
'20'26
12 advisors → 9 advisors▼ -25%
Primary office
NORTHBROOK IL
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/20/2026
ADV-W filed at
—
Website
ironfinancial.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
IRON WEALTH HOLDINGS LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
4
Control Persons
IRON WEALTH HOLDINGS LLC
IZENSTARK, AARON, BRUCE
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
IRONFINANCIAL.COM
Rdap Domain Creation Date
2000-05-09T16:01:15Z
Rdap Firm Age Years
26
Rdap Firm Age Band
20+y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
43
Form 5500 Total Compensation
249,958
Form 5500 Compensation Trajectory 3y
2025191,260
202658,698
Form 5500 Plan Count Trajectory 3y
202539
20264
Schedule C Total Compensation
249,958
Schedule C Service Provider Rows
43

SEC EDGAR

Edgar Cik
0001595509
Edgar Registered
Yes
Edgar Filing Count
52
Edgar First Filing Date
2014-01-08
Edgar Last Filing Date
2026-04-27
Edgar 13f Count
50
Edgar 13f Latest AUM Estimate
Filing Date2026-04-27
Accession0001595509-26-000003
Edgar Former Names
Iron Financial, LLC
IRON Financial, LLC

Compliance & brand

Firm Registration Status
active

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
4
Bc Firm IAR Count
4
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
630 DUNDEE ROADSUITE 300NORTHBROOK, IL 60062
Business
630 DUNDEE ROADSUITE 300NORTHBROOK, IL 60062
Edgar EIN
262409128
Edgar Recent Filings
13F-HR2026-04-27 · 0001595509-26-000003
13F-HR2026-01-22 · 0001595509-26-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2028-05-09T16:01:15Z
Rdap Domain Last Changed
2022-10-25T14:32:26Z
Rdap Nameservers
Ns45.domaincontrol.comNs46.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Trust Company Affiliate
No

People (5)

5
IZENSTARK, AARON, BRUCE
IAR · Executive Officer · 2.5%
2441404
ZIEMBA, TIMOTHY, ROBERT
IAR · Executive Officer · 2.5%
6387150
NIXON, HOWARD, LEE
Executive Officer · 2.5%
4369006
RICHARD LOUIS LAKIN
IAR
2337398
ZACHARY SIROTA
IAR
6078539