SourcingSourcing

HARTFORD INVESTMENT MANAGEMENT COMPANY

C25
CRD 106699·SEC 801-53542·HARTFORD, CT
AUM
$123.58B
$1B+
Est. Revenue
$1.24B
@ 1% on AUM
Est. EBITDA
$370.7M
@ 30% margin
Est. Deal Value
$2.97B
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
HARTFORD INVESTMENT MANAGEMENT COMPANY
CRD
106699
SEC file #
801-53542
EIN
000000000
DBA names
—

Economics

AUM
$123.58B
AUM band
$1B+
AUM trajectory
'20'26
$93.96B → $123.58B▲ +32%
Client mix
Insurance Companies44
Pooled Investment Vehicles13
Investment Companies11
Other7
Pension Profit Sharing Plans5

Operations

Employees (total)
322
Advisory staff (per ADV)
122
Advisory staff (5-yr trend)
'20'26
109 advisors → 122 advisors▲ +12%
Primary office
HARTFORD CT
Branches
—

Custodian & Brokerage

Primary custodian
State Streetlow confidence
Services offered
Portfolio mgmt — investment companiesPortfolio mgmt — pooled vehiclesPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMFixed feesOther Compensation

Filings

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
THE HARTFORD INSURANCE GROUP, INC.
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
11
Control Persons
THE HARTFORD INSURANCE GROUP, INC.
AUBE, RENE
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:hartford.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001207900
Edgar Registered
Yes
Edgar Filing Count
6
Edgar First Filing Date
2002-11-21
Edgar Last Filing Date
2013-03-15
Edgar Form D Count
5
Edgar Form D Offerings
2013-03-152013-03-15 · 0001207900-13-000003
2012-03-092012-03-09 · 0001207900-12-000002
Edgar Former Names
Core Plus Universal Series
CORE FIXED INCOME SER OF THE HARTFOR INSTL TRUST

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
State Street78
E*trade4
Bny Mellon2
Jpmorgan2
Edgar Addresses
Mailing
HARTFORD INVESTMENT MANAGEMENT COMPANY55 FARMINGTON AVENUEHARTFORD, CT 06105
Business
HARTFORD INVESTMENT MANAGEMENT COMPANY55 FARMINGTON AVENUEHARTFORD, CT 06105
Edgar EIN
000000000
Edgar Recent Filings
D/A2013-03-15 · 0001207900-13-000003
D/A2012-03-09 · 0001207900-12-000002
Fee Schedule
Bracket Vi59
Bracket Xii16
Bracket Iii7
Bracket Iv7
Bracket X6
Firm Has Custody
No
Mailing Office Differs
No
Trust Company Affiliate
Yes

People (10)

10
AUBE, RENE
Executive Officer · 2.5%
7489667
BRENNAN, TIMOTHY, L.
Executive Officer · 2.5%
6827038
EDELBLUM, IRA
Executive Officer · 2.5%
2120088
MAHER, JOHN, M
Executive Officer · 2.5%
6556031
MATTHEWS, KATHLEEN, M
Executive Officer · 2.5%
8057607
NORMAN, HARRY, PATRICK
Executive Officer · 2.5%
8006705
PAGE, BRENDA, JEAN
Executive Officer · 2.5%
5409887
PASCAVIS, TRAVIS, SCOTT
Executive Officer · 2.5%
4732743
PERROTTI, PETER, P.
Executive Officer · 2.5%
7284779
STEPNOWSKI, AMY, MARIE
Executive Officer · 2.5%
2740100