BOK FINANCIAL PRIVATE WEALTH, INC.

CRD

106733

SEC file #

801-51401

EIN

841333402

DBA names

—

Economics

AUM

$3.72B

AUM band

$1B+

AUM trajectory

'20 · $2.71B

'21 · $2.63B

'22 · $2.78B

'23 · $2.78B

'25 · $3.19B

'26 · $3.72B

'20'26

$2.71B → $3.72B▲ +37%

sec adv history

Client mix

Individuals High Net Worth	414
Individuals Other	323
Corporations	51
Charitable Organizations	24
Pension Profit Sharing Plans	5

Operations

Employees (total)

Advisory staff (per ADV)

Advisory staff (5-yr trend)

'20 · 18 advisors

'21 · 19 advisors

'22 · 16 advisors

'23 · 16 advisors

'25 · 19 advisors

'26 · 23 advisors

'20'26

18 advisors → 23 advisors▲ +28%

sec adv history

Primary office

DENVER CO

Branches

—

Custodian & Brokerage

Primary custodian

Charles Schwablow confidence

adv brochure

Services offered

Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesSelection of other advisers

Fee basis

% of AUMHourly chargesFixed fees

Filings

Latest ADV filing

03/26/2026

bokfinancialprivatewealth.com

ADV-W filed at

—

Website

Compliance

Disclosures (firm)

Trademark

—

Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name

BOK FINANCIAL CORPORATION

Top Owner Pct

87.5

Top Owner Entity Kind

Owner Count

Control Persons

BOK FINANCIAL CORPORATION

DISHMAN, CLINT, SCOTT

Solo Advisor Indicator

Succession Risk Solo Owner

Is Parent Owned Subsidiary

Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed

sec adv w

Web presence ★

Stale website = winding down

Web Signal Quality

Rdap Domain

BOKFINANCIALPRIVATEWEALTH.COM

Rdap Domain Creation Date

2019-03-21T20:08:13Z

Rdap Firm Age Years

Rdap Firm Age Band

5-10y

Rdap Registrar

Domain.com - Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book

Yes

Form 5500 Plan Count

Form 5500 Total Compensation

55,991

Form 5500 Compensation Trajectory 3y

2026	43,328
2025	12,663

Form 5500 Plan Count Trajectory 3y

2026	2
2025	1

Schedule C Total Compensation

55,991

Schedule C Service Provider Rows

SEC EDGAR

Edgar Cik

0001317348

Edgar Registered

Yes

Edgar Filing Count

Edgar First Filing Date

2005-02-11

Edgar Last Filing Date

2026-05-12

Edgar 13f Count

Edgar 13f Latest AUM Estimate

Filing Date2026-05-12

Accession0001317348-26-000002

Edgar Former Names

Milestone Group, Inc.

Compliance & brand

Firm Registration Status

active

sec adv w

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed

sec adv w

Bc Firm Active Bc Count

brokercheck firm search

Bc Firm Active IA Count

brokercheck firm search

Bc Firm IAR Count

brokercheck firm search

Custodian Candidates

Full

Charles Schwab	6
Fidelity	4
E*trade	4

adv brochure

Edgar Addresses

Mailing

1600 BROADWAY, 4TH FLOORDENVER, CO 80202

Business

1600 BROADWAY, 4TH FLOORDENVER, CO 80202

Edgar EIN

841333402

Edgar Recent Filings

13F-HR2026-05-12 · 0001317348-26-000002

13F-HR2026-02-06 · 0001317348-26-000001

Firm Has Custody

Yes

Mailing Office Differs

Rdap Domain Expiration Date

2027-03-21T20:08:13Z

Rdap Domain Last Changed

2026-03-01T08:41:47Z

Rdap Nameservers

Pdns79.ultradns.bizPdns79.ultradns.comPdns79.ultradns.netPdns79.ultradns.org

Rdap Secure Dns Enabled

Rdap Status

Active

Trust Company Affiliate

IAR · Executive Officer · 2.5%

People (29)

HOLT, ERIC, SCOTT

4274535

JIE, FENNY

IAR · Executive Officer · 2.5%

6393029

Flippo, Ryan, Michael

IAR · Executive Officer · 2.5%

5711110

CLINT SCOTT DISHMAN

3197465

GRAUER, SCOTT BRADLEY

1509326

PETRY, BRYAN, NICHOLAS

8048271

CARRIE CLASEN PORTER

4970612

Gregory Ayres Wheeler

4357940

GREGORY DONELSON CARLIN

5884277

Robert Harry Lambright

4805278

Michael Vincent Manna

Erin Melissa Finley Lee

4261173

Michael Joseph Zarich

MARTIN HOLTWICK WALSH

George Cameron Decell

George Venegas Pedraza