SourcingSourcing

THE HOGAN-KNOTTS FINANCIAL GROUP, INC.

A68
CRD 106758·SEC 801-33850·RED BANK, NJ
AUM
$331.6M
$100M-$500M
Est. Revenue
$3.3M
@ 1% on AUM
Est. EBITDA
$995K
@ 30% margin
Est. Deal Value
$8.0M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
THE HOGAN-KNOTTS FINANCIAL GROUP, INC.
CRD
106758
SEC file #
801-33850
EIN
—
DBA names
—

Economics

AUM
$331.6M
AUM band
$100M-$500M
AUM trajectory
'20'26
$226.9M → $331.6M▲ +46%
Client mix
Individuals High Net Worth85
Individuals Other65
Pension Profit Sharing Plans25
Charitable Organizations4
Corporations1

Operations

Employees (total)
4
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'20'26
4 advisors → 4 advisors▬ 0%
Primary office
RED BANK NJ
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUMHourly charges

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
hkfg.biz

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
HOGAN, ROBERT, EDWARD
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
HOGAN, ROBERT, EDWARD
KNOTTS, TIMOTHY, ANDREW
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
hkfg.biz
Rdap Domain Creation Date
2005-03-11T21:39:29Z
Rdap Firm Age Years
21
Rdap Firm Age Band
20+y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
Yes
Rdap Domain Expiration Date
2029-03-10T23:59:59Z
Rdap Domain Last Changed
2025-10-24T04:32:17Z
Rdap Nameservers
Ns23.domaincontrol.comNs24.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer ProhibitedClient Delete ProhibitedClient Renew ProhibitedClient Update Prohibited
Top Owner CRD
1574852
Trust Company Affiliate
No

People (2)

2
KNOTTS, TIMOTHY, ANDREW
IAR · Direct Owner · 62.5%
1507316
HOGAN, ROBERT, EDWARD
IAR · Direct Owner · 62.5%
1574852