ALTA CAPITAL MANAGEMENT LLC

C50
CRD 106786·SEC 801-50778·SALT LAKE CITY, UT
AUM
$1.60B
$1B+
Est. Revenue
$16.0M
@ 1% on AUM
Est. EBITDA
$4.8M
@ 30% margin
Est. Deal Value
$38.4M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
ALTA CAPITAL MANAGEMENT LLC
CRD
106786
SEC file #
801-50778
EIN
753099290
DBA names

Economics

AUM
$1.60B
AUM band
$1B+
AUM trajectory
'20'26
$1.70B → $1.60B▼ -6%
Client mix
Individuals Other905
Individuals High Net Worth288
Corporations64
Pension Profit Sharing Plans22
Other20

Operations

Employees (total)
19
Advisory staff (per ADV)
12
Advisory staff (5-yr trend)
'20'26
13 advisors → 12 advisors▼ -8%
Primary office
SALT LAKE CITY UT
Branches

Custodian & Brokerage

Primary custodian
Charles Schwabmedium confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUM

Filings

Latest ADV filing
03/31/2026
ADV-W filed at

Compliance

Disclosures (firm)
1
Trademark
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
GUARDIAN CAPITAL US ASSET
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
4
Control Persons
GUARDIAN CAPITAL US ASSET
HAMMOND, HALEY, M
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:alta.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
6
Form 5500 Total Compensation
400,603
Form 5500 Compensation Trajectory 3y
2025373,152
202627,451
Form 5500 Plan Count Trajectory 3y
20255
20261
Schedule C Total Compensation
400,603
Schedule C Service Provider Rows
6

SEC EDGAR

Edgar Cik
0001573876
Edgar Registered
Yes
Edgar Filing Count
54
Edgar First Filing Date
2013-04-09
Edgar Last Filing Date
2026-05-15
Edgar 13f Count
53
Edgar 13f Latest AUM Estimate
Filing Date2026-05-15
Accession0001573876-26-000004

Compliance & brand

Firm Registration Status
active

All other collected signals (11)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
12
Bc Firm IAR Count
12
Custodian Candidates
Window
Charles Schwab1
Fidelity1
Full
Charles Schwab10
E*trade4
Lpl Financial3
Fidelity1
Pershing1
Edgar Addresses
Mailing
6600 PEACHTREE DUNWOODY RD.EMBASSY ROW 600, SUITE 575ATLANTA, GA 30328
Business
6600 PEACHTREE DUNWOODY RD.EMBASSY ROW 600, SUITE 575ATLANTA, GA 30328
Edgar EIN
753099290
Edgar Recent Filings
13F-HR2026-05-15 · 0001573876-26-000004
13F-HR2026-02-17 · 0001573876-26-000002
Firm Has Custody
Yes
Mailing Office Differs
No
Trust Company Affiliate
No