SourcingSourcing

KESTREL INVESTMENT MANAGEMENT CORP

A68
CRD 106789·SEC 801-43351·SAN MATEO, CA
AUM
$180.0M
$100M-$500M
Est. Revenue
$1.8M
@ 1% on AUM
Est. EBITDA
$540K
@ 30% margin
Est. Deal Value
$4.3M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
KESTREL INVESTMENT MANAGEMENT CORP
CRD
106789
SEC file #
801-43351
EIN
943173193
DBA names
—

Economics

AUM
$180.0M
AUM band
$100M-$500M
AUM trajectory
'20'26
$202.1M → $180.0M▼ -11%
Client mix
Individuals High Net Worth6
Pooled Investment Vehicles1
Pension Profit Sharing Plans1
Charitable Organizations1

Operations

Employees (total)
7
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'20'26
5 advisors → 4 advisors▼ -20%
Primary office
SAN MATEO CA
Branches
—

Custodian & Brokerage

Primary custodian
Goldman Sachslow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUM

Filings

Latest ADV filing
03/24/2026
ADV-W filed at
—
Website
kestrelinvestment.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
KELLER, ABBOTT, J
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
KELLER, ABBOTT, J
STEIRMAN, DAVID, J.
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
KESTRELINVESTMENT.COM
Rdap Domain Creation Date
1999-11-19T22:24:58Z
Rdap Firm Age Years
27
Rdap Firm Age Band
20+y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
2
Form 5500 Total Compensation
580,034
Form 5500 Compensation Trajectory 3y
2025580,034
Form 5500 Plan Count Trajectory 3y
20252
Schedule C Total Compensation
580,034
Schedule C Service Provider Rows
2

SEC EDGAR

Edgar Cik
0000917579
Edgar Registered
Yes
Edgar Filing Count
179
Edgar First Filing Date
1999-05-11
Edgar Last Filing Date
2026-05-05
Edgar 13f Count
111
Edgar 13f Latest AUM Estimate
Filing Date2026-05-05
Accession0000917579-26-000003

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
Goldman Sachs4
E*trade4
State Street2
Edgar Addresses
Mailing
411 BOREL AVESUITE 403SAN MATEO, CA 94402
Business
411 BOREL AVESUITE 403SAN MATEO, CA 94402
Edgar EIN
943173193
Edgar Recent Filings
13F-HR2026-05-05 · 0000917579-26-000003
13F-HR2026-02-03 · 0000917579-26-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-11-19T22:24:58Z
Rdap Domain Last Changed
2025-09-18T14:34:29Z
Rdap Nameservers
Ns1.no-ip.comNs2.no-ip.comNs3.no-ip.comNs4.no-ip.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
2825513
Trust Company Affiliate
No

People (2)

2
KELLER, ABBOTT, J
IAR · Direct Owner · 62.5%
2825513
STEIRMAN, DAVID, J.
Direct Owner · 62.5%
2704847