TRUST ADVISORY GROUP LTD

CRD

106926

SEC file #

801-46919

EIN

—

DBA names

—

Economics

AUM

$313.5M

AUM band

$100M-$500M

AUM trajectory

'20 · $312.1M

'21 · $407.7M

'22 · $512.9M

'23 · $613.6M

'25 · $494.4M

'26 · $313.5M

'20'26

$312.1M → $313.5M▬ 0%

sec adv history

Client mix

Individuals Other	492
Individuals High Net Worth	70
Corporations	2

Operations

Employees (total)

Advisory staff (per ADV)

Advisory staff (5-yr trend)

'20 · 4 advisors

'21 · 50 advisors

'22 · 48 advisors

'23 · 44 advisors

'25 · 30 advisors

'26 · 22 advisors

'20'26

4 advisors → 22 advisors▲ +450%

sec adv history

Primary office

BIRMINGHAM AL

Branches

—

Custodian & Brokerage

Primary custodian

Charles Schwablow confidence

adv brochure

Services offered

Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting

Fee basis

% of AUMHourly chargesFixed fees

Filings

Latest ADV filing

03/25/2026

linkedin.com/company/90623235/admin/dashboard(social)

ADV-W filed at

—

Website

Compliance

Disclosures (firm)

Trademark

—

Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name

STONEX GROUP INC.

Top Owner Pct

87.5

Top Owner Entity Kind

Owner Count

Control Persons

STONEX GROUP INC.

CARTER, JAY, WILSON

Solo Advisor Indicator

Succession Risk Solo Owner

Is Parent Owned Subsidiary

Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed

sec adv w

Web presence ★

Stale website = winding down

Web Signal Quality

social_url_excluded:linkedin.com

rdap

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book

form 5500

SEC EDGAR

Edgar Cik

0000913760

Edgar Registered

Yes

Edgar Filing Count

1,000

Edgar First Filing Date

2016-08-23

Edgar Last Filing Date

2026-05-20

Edgar 13f Count

Edgar 13f Latest AUM Estimate

Filing Date2026-05-14

Accession0000913760-26-000032

Edgar Xbrl Assets Latest

Value Usd45,268,000,000

Fiscal Year End2025-09-30

Edgar Xbrl Revenue Latest

Value Usd132,378,200,000

Fiscal Year End2025-09-30

ConceptRevenues

Edgar Sic Description

Security & Commodity Brokers, Dealers, Exchanges & Services

Edgar Former Names

INTL FCSTONE INC.

INTERNATIONAL ASSETS HOLDING CORP

Compliance & brand

Firm Registration Status

active

sec adv w

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed

sec adv w

Bc Firm Active Bc Count

brokercheck firm search

Bc Firm Active IA Count

brokercheck firm search

Bc Firm IAR Count

brokercheck firm search

Custodian Candidates

Full

Charles Schwab	6
E*trade	4
Pershing	3

adv brochure

Edgar Addresses

Mailing

230 PARK AVE10TH FLOORNEW YORK, NY 10169

Business

230 PARK AVE10TH FLOORNEW YORK, NY 10169

Edgar EIN

592921318

Edgar Recent Filings

4/A2026-05-20 · 0001511110-26-000006

42026-05-20 · 0001511110-26-000003

Edgar Sic

6200

Firm Has Custody

Yes

Mailing Office Differs

Trust Company Affiliate

Yes

IAR · Executive Officer · 2.5%

People (29)

CARTER, JAY, WILSON

2412541

RICHARDSON, MARCUS, BRYANT

IAR · Executive Officer · 2.5%

3037932

CHAMBLESS, ANDREW, R

5119116

DAVISON, STUART, ANDREW

7824576

WILLIAM JOHN DUNAWAY

6505923

CHARLES MARTIN LYON

4000852

MAURER, MARK, L

4234406

James Buchanan McAuslan

7658964

BRIAN LANE PARKER

4635848

JOSEPH JOHN PORZIO

1319702

PHILIP ANDREW SMITH

RONALD CHASE WOODRUFF

7136227

LUIGI ANTHONY ALTIERI

4046055

WILDER DOUGLAS CARNES

2891466

ALAN RAY DRUCKENMILLER