SourcingSourcing

BRADLEY FOSTER & SARGENT INC

C33
CRD 106928·SEC 801-46616·HARTFORD, CT
AUM
$9.07B
$1B+
Est. Revenue
$90.7M
@ 1% on AUM
Est. EBITDA
$27.2M
@ 30% margin
Est. Deal Value
$217.8M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
BRADLEY FOSTER & SARGENT INC
CRD
106928
SEC file #
801-46616
EIN
061380510
DBA names
—

Economics

AUM
$9.07B
AUM band
$1B+
AUM trajectory
'20'26
$3.44B → $9.07B▲ +164%
Client mix
Individuals High Net Worth1,013
Individuals Other827
Charitable Organizations62
Corporations32
Pension Profit Sharing Plans7

Operations

Employees (total)
61
Advisory staff (per ADV)
32
Advisory staff (5-yr trend)
'20'26
21 advisors → 32 advisors▲ +52%
Primary office
HARTFORD CT
Branches
—

Custodian & Brokerage

Primary custodian
Fidelitylow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — investment companiesPortfolio mgmt — pooled vehicles
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
04/06/2026
ADV-W filed at
—
Website
bfsfunds.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
BRADLEY, ROBERT, HOLMES
Top Owner Pct
17.5
Top Owner Entity Kind
I
Owner Count
12
Control Persons
BRADLEY, ROBERT, HOLMES
BURNS, CAMERON, HORATIO
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
BFSFUNDS.COM
Rdap Domain Creation Date
2013-06-28T18:41:01Z
Rdap Firm Age Years
13
Rdap Firm Age Band
10-20y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
7
Form 5500 Total Participants
64
Form 5500 Total Compensation
227,614
Form 5500 Compensation Trajectory 3y
2025227,614
20240
Form 5500 Plan Count Trajectory 3y
20256
20241
Schedule C Total Compensation
227,614
Schedule C Service Provider Rows
7

SEC EDGAR

Edgar Cik
0001015086
Edgar Registered
Yes
Edgar Filing Count
161
Edgar First Filing Date
1999-05-27
Edgar Last Filing Date
2026-05-15
Edgar 13f Count
160
Edgar 13f Latest AUM Estimate
Filing Date2026-05-15
Accession0001015086-26-000004

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
25
Bc Firm IAR Count
25
Custodian Candidates
Full
Fidelity4
E*trade4
Jpmorgan1
Edgar Addresses
Mailing
185 ASYLUM STREET11TH FLOORHARTFORD, CT 06103-3402
Business
185 ASYLUM STREET11TH FLOORHARTFORD, CT 06103-3402
Edgar EIN
061380510
Edgar Recent Filings
13F-HR/A2026-05-15 · 0001015086-26-000004
13F-HR2026-05-15 · 0001015086-26-000003
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2028-06-28T18:41:01Z
Rdap Domain Last Changed
2023-04-29T06:04:44Z
Rdap Nameservers
Ns33.worldnic.comNs34.worldnic.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
2401589
Trust Company Affiliate
No

People (28)

28
BRADLEY, ROBERT, HOLMES
IAR · Direct Owner · 17.5%
2401589
BURNS, CAMERON, HORATIO
IAR · Direct Owner · 17.5%
2079054
SARGENT, THOMAS, DENNEY
IAR · Direct Owner · 17.5%
1593933
LAROSE, KEITH, GLENN
IAR · Direct Owner · 17.5%
1380847
DAUKAS, GALAN, GEORGE
IAR · Direct Owner · 7.5%
1617862
KIRSCHENBAUM, PETER, JAY
IAR · Direct Owner · 7.5%
1969579
MILLER, GREGORY, MICHAEL
IAR · Direct Owner · 7.5%
2264508
DAPONTE, EUGENE, A
IAR · Executive Officer · 2.5%
4559985
CHEN, ROSA, YII-CHING
IAR · Executive Officer · 2.5%
2506305
GORDON, ANDREW, REGINALD
Executive Officer · 2.5%
7363410
RANGATCHEVA, GUERGANA
Executive Officer · 2.5%
7363413
WALKER, JOSEPH, ANTHONY
Executive Officer · 2.5%
7363416
ROGER HILL MANTERNACH
IAR
2719029
Stephen Tucker Childs
IAR
7186661
Michele Lynch Matzinger
IAR
7400164
LIGUORI, JEFFREY, MICHAEL
IAR
2664381
Jerry Michael Schreibstein
IAR
8163648
Joshua Oulund Peteet
IAR
6589376
DAVID JACK DIXON
IAR
4065575
Joseph Patrick Ciarleglio
IAR
6938721
Christina Lee Charest
IAR
7042242
LANDON, MATTHEW, RUSSELL
IAR
2557496
JAMES VINCENT PALDINO
IAR
5943873
CHARLES SAVAGE WILLAUER
IAR
4431267
Christopher Toulmin Sargent
IAR
7146718
ALISON GOURD COSGROVE
IAR
5935994
MICHAEL DOMINICK MOSES
IAR
2190810
AARON MICHAEL SIMMONS
IAR
2940039