SourcingSourcing

RDM CAPITAL ASSOCIATES INC

A69
CRD 106941·SEC 801-129856·RED BANK, NJ
AUM
$164.5M
$100M-$500M
Est. Revenue
$1.6M
@ 1% on AUM
Est. EBITDA
$493K
@ 30% margin
Est. Deal Value
$3.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
RDM CAPITAL ASSOCIATES INC
CRD
106941
SEC file #
801-129856
EIN
—
DBA names
—

Economics

AUM
$164.5M
AUM band
$100M-$500M
AUM trajectory
'25'26
$127.6M → $164.5M▲ +29%
Client mix
Individuals Other77
Individuals High Net Worth49
Charitable Organizations1

Operations

Employees (total)
4
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'25'26
3 advisors → 3 advisors▬ 0%
Primary office
RED BANK NJ
Branches
—

Custodian & Brokerage

Primary custodian
Pershinglow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businesses
Fee basis
% of AUM

Filings

Latest ADV filing
03/30/2026
ADV-W filed at
—
Website
linkedin.com/company/2647658(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
LAROCCA, BRUNO
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
LAROCCA, BRUNO
LAROCCA, MATTHEW, LATIMER
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:linkedin.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (9)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
Pershing4
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Top Owner CRD
865368
Trust Company Affiliate
No

People (3)

3
LAROCCA, BRUNO
IAR · Direct Owner · 87.5%
865368
LAROCCA, MATTHEW, LATIMER
IAR · Direct Owner · 17.5%
5873426
ALEXANDER J STRAUSS
IAR
6346353