VIRTUS INVESTMENT ADVISERS, LLC

CRD

106982

SEC file #

801-5995

EIN

200262509

DBA names

—

Economics

AUM

$51.74B

AUM band

$1B+

AUM trajectory

'20 · $26.95B

'21 · $33.25B

'22 · $64.57B

'23 · $71.84B

'25 · $53.98B

'26 · $51.74B

'20'26

$26.95B → $51.74B▲ +92%

sec adv history

Client mix

Investment Companies

106

Operations

Employees (total)

Advisory staff (per ADV)

Advisory staff (5-yr trend)

'25 · 8 advisors

'26 · 1 advisors

'25'26

8 advisors → 1 advisors▼ -87%

sec adv history

Primary office

HARTFORD CT

Branches

—

Custodian & Brokerage

Primary custodian

E*Tradelow confidence

adv brochure

Services offered

Portfolio mgmt — investment companiesSelection of other advisersOther Advisory Services

Fee basis

% of AUM

Filings

Latest ADV filing

03/18/2026

ADV-W filed at

—

Website

x.com/virtusetfs

Compliance

Disclosures (firm)

Trademark

—

Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name

VIRTUS PARTNERS, INC.

Top Owner Pct

87.5

Top Owner Entity Kind

Owner Count

Control Persons

VIRTUS PARTNERS, INC.

PURKALITIS, ANDRA, CYNTHIA

Solo Advisor Indicator

Yes

Succession Risk Solo Owner

Is Parent Owned Subsidiary

Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed

sec adv w

Web presence ★

Stale website = winding down

Web Signal Quality

fallback_guess:virtus.com

rdap

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book

Form 5500 Plan Count

Form 5500 Compensation Trajectory 3y

2025	0
2026	0

Form 5500 Plan Count Trajectory 3y

2025	1
2026	1

Schedule C Service Provider Rows

SEC EDGAR

Edgar Cik

0001276918

Edgar Registered

Yes

Edgar Filing Count

105

Edgar First Filing Date

2004-01-30

Edgar Last Filing Date

2026-04-09

Edgar 13f Count

Edgar 13f Latest AUM Estimate

Filing Date2026-04-09

Accession0001276918-26-000005

Compliance & brand

Firm Registration Status

active

sec adv w

All other collected signals (11)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed

sec adv w

Bc Firm Active Bc Count

brokercheck firm search

Bc Firm Active IA Count

brokercheck firm search

Bc Firm IAR Count

brokercheck firm search

Custodian Candidates

Full

E*trade

adv brochure

Edgar Addresses

Mailing

326 ADMIRAL WAYSTE 200EDMONDS, WA 98020

Business

326 ADMIRAL WAYSTE 200EDMONDS, WA 98020

Edgar EIN

200262509

Edgar Recent Filings

13F-HR2026-04-09 · 0001276918-26-000005

13F-HR2026-01-15 · 0001276918-26-000002

Firm Has Custody

Mailing Office Differs

Trust Company Affiliate

Yes

PURKALITIS, ANDRA, CYNTHIA

People (51)

3070864

SMIRL, RICHARD, WILLIAM

4232829

CHISOLM, DAPHNE, TIPPENS

6179953

FROMM, JENNIFER, SEYMOUR

4276280

HANLEY, DAVID, GEORGE

5455435

PERSAUD, CHETRAM

2655607

SANTORO, KATHRYN, LEE

JOHANNA MARCELA FALKOWITZ

JOSEPH EDMUND MACCONE

Thomas Vincent Winkler

LAUREN ELIZABETH MARX

Herdley Dennis Ward Harrison

5204545

John Fitzpatrick Cleary

JOHN MARTIN CROCEVERA

JOHN MICHAEL COSSABOOM

WILLIAM JOSEPH LAPLANTE

2151686

GRANT MICHAEL ZIMMERMAN

4946007

Matthew Joseph McNeill

7090315

KEVIN MATTHEW SHANLEY

VINCENT JORDAN TAYLOR

MICHAEL JOSEPH WEIGNER

2259078

AARON MATTHEW PLATTEIS

GEORGIE ESPOSITO LOWE

JASON MATTHEW SCHOETTMER

2608038

JESSICA WILBUR ALVAREZ

CHRISTOPHER ROBERT DANOS