SourcingSourcing

WALSKY INVESTMENT MANAGEMENT INC

B54
CRD 106991·SEC 801-124822·WYOMISSING, PA
AUM
$130.2M
$100M-$500M
Est. Revenue
$1.3M
@ 1% on AUM
Est. EBITDA
$391K
@ 30% margin
Est. Deal Value
$3.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
WALSKY INVESTMENT MANAGEMENT INC
CRD
106991
SEC file #
801-124822
EIN
232840100
DBA names
—

Economics

AUM
$130.2M
AUM band
$100M-$500M
AUM trajectory
'23'26
$120.0M → $130.2M▲ +9%
Client mix
Individuals Other61
Individuals High Net Worth40
Pension Profit Sharing Plans2
Charitable Organizations2
Corporations2

Operations

Employees (total)
2
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'23'26
2 advisors → 2 advisors▬ 0%
Primary office
WYOMISSING PA
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — businessesPension consultingPublication of periodicals
Fee basis
% of AUM

Filings

Latest ADV filing
03/12/2026
ADV-W filed at
—
Website
walsky.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
HAFER, CRAIG, DOUGLAS
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
HAFER, CRAIG, DOUGLAS
WARD, ELIZABETH, ANN
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
WALSKY.COM
Rdap Domain Creation Date
2000-07-06T15:36:12Z
Rdap Firm Age Years
26
Rdap Firm Age Band
20+y
Rdap Registrar
Domain Registration Services, Inc. dba dotEarth.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002110046
Edgar Registered
Yes
Edgar Filing Count
2
Edgar First Filing Date
2026-02-10
Edgar Last Filing Date
2026-05-15
Edgar 13f Count
2
Edgar 13f Latest AUM Estimate
Filing Date2026-05-15
Accession0002110046-26-000002

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
2650 WESTVIEW DR.WYOMISSING, PA 19610
Business
2650 WESTVIEW DR.WYOMISSING, PA 19610
Edgar EIN
232840100
Edgar Recent Filings
13F-HR2026-05-15 · 0002110046-26-000002
13F-HR2026-02-10 · 0002110046-26-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-07-06T15:36:12Z
Rdap Domain Last Changed
2025-05-29T20:08:53Z
Rdap Nameservers
Dns1.p05.nsone.netDns2.p05.nsone.netDns3.p05.nsone.netDns4.p05.nsone.net
Rdap Secure Dns Enabled
No
Rdap Status
Active
Top Owner CRD
4587391
Trust Company Affiliate
No

People (2)

2
HAFER, CRAIG, DOUGLAS
IAR · Direct Owner · 87.5%
4587391
WARD, ELIZABETH, ANN
IAR · Executive Officer · 2.5%
4362541