SourcingSourcing

CONNORS INVESTOR SERVICES INC

C43
CRD 106993·SEC 801-6211·WYOMISSING, PA
AUM
$1.28B
$1B+
Est. Revenue
$12.8M
@ 1% on AUM
Est. EBITDA
$3.8M
@ 30% margin
Est. Deal Value
$30.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
CONNORS INVESTOR SERVICES INC
CRD
106993
SEC file #
801-6211
EIN
232481641
DBA names
—

Economics

AUM
$1.28B
AUM band
$1B+
AUM trajectory
'20'26
$800.7M → $1.28B▲ +60%
Client mix
Individuals High Net Worth367
Individuals Other224
Charitable Organizations28
Corporations14
State Or Municipal Govt11

Operations

Employees (total)
10
Advisory staff (per ADV)
10
Advisory staff (5-yr trend)
'20'26
10 advisors → 10 advisors▬ 0%
Primary office
WYOMISSING PA
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — investment companiesPortfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUM

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
linkedin.com/company/connors-investor-services-inc.(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
CONNORS, PETER, JAMES
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
19
Control Persons
CONNORS, PETER, JAMES
MILLER, MARLIN
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:linkedin.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
1
Form 5500 Total Participants
23
Form 5500 Compensation Trajectory 3y
20240
Form 5500 Plan Count Trajectory 3y
20241
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Cik
0000847920
Edgar Registered
Yes
Edgar Filing Count
6
Edgar First Filing Date
2019-12-19
Edgar Last Filing Date
2025-01-29
Edgar Form D Count
6
Edgar Form D Offerings
2025-01-292025-01-29 · 0000847920-25-000001
2023-12-272023-12-27 · 0000847920-23-000001

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
10
Bc Firm IAR Count
10
Custodian Candidates
Full
Charles Schwab75
Morgan Stanley4
E*trade4
Lpl Financial3
Wells Fargo3
Edgar Addresses
Mailing
1210 BROADCASTING ROADWYOMISSING, PA 19610
Business
1210 BROADCASTING ROADWYOMISSING, PA 19610
Edgar EIN
232481641
Edgar Recent Filings
D2025-01-29 · 0000847920-25-000001
D2023-12-27 · 0000847920-23-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Top Owner CRD
4342038
Trust Company Affiliate
No

People (18)

18
CONNORS, PETER, JAMES
IAR · Direct Owner · 62.5%
4342038
MILLER, MARLIN
Direct Owner · 17.5%
4342005
RONALD HARRY SEHER
Direct Owner · 7.5%
418078
SILVERMAN, STEVEN
IAR · Executive Officer · 2.5%
3070053
HAHN, ROBERT, W
IAR · Executive Officer · 2.5%
4307771
POTTIEGER, STEVEN, EARL
IAR · Executive Officer · 2.5%
1566879
MCCOY, BRIAN, GARY
IAR · Executive Officer · 2.5%
2140182
CAGLIOLA, ROBERT, JOHN
IAR · Executive Officer · 2.5%
2152567
PLATT, THOMAS, RAYMOND
IAR · Executive Officer · 2.5%
2075737
COVELL, DEBORA, M
IAR · Executive Officer · 2.5%
4352781
MCCALLUM, RYAN, F
IAR · Executive Officer · 2.5%
5064217
Crawford, Kevin, Francis
Executive Officer · 2.5%
6626675
Dagenhart, Jan, Connors
Executive Officer · 2.5%
7357407
RUSSELL JAY FULLER
Executive Officer · 2.5%
215673
NAUGLE, JONI, S.
Executive Officer · 2.5%
4435575
OXHOLM, PAUL, G
Executive Officer · 2.5%
6459624
ROBERT CHARLES LEAYMAN
Executive Officer · 2.5%
865666
Benjamin Robert Connors
IAR
8001264